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About the Role
The Head of Regulatory Compliance (RC), Japan is the primary point of accountability for all regulatory compliance matters in the country. The role leads and directs the effective identification, assessment, management, monitoring, and mitigation of RC risk, ensuring adherence to all legal and regulatory requirements for HSBC Japan and operating within risk appetite.
Responsibilities
- Leads and directs the stewardship of Japan for RC matters, partnering with the business to support growth aspirations while maintaining appropriate risk and compliance management discipline.
- Ensures effective relationships with Japan regulators.
- Represents the RC agenda at Japan governance forums, reporting on progress and issues related to the operational effectiveness of HSBC’s policies, processes, systems, and controls in countering RC risks.
- Leads the Japan RC team, establishing guiding principles and strategic operational objectives, owning budgeting, and managing costs, headcount, and resources to ensure the team is fit for purpose and delivers critical services effectively and cost-efficiently.
Requirements
- Experienced compliance professional with tenure in a leadership position, ideally within a global financial services organization.
- Good knowledge and management of legal, regulatory, and compliance obligations.
- Good working knowledge of wholesale banking businesses, their products, and services, across both corporate and institutional client segments.
- Experience in building, developing, and leading a sizeable team.
- Experience dealing with regulatory matters and confident interaction with regulators.
- Proven ability to proactively and constructively engage with senior management, regulators, auditors, and examiners.
- Native level Japanese and Business level English are required.
Location
- Japan
Work Type
- Full-time
Experience Level
- Leadership position
- Senior
About the Company
- HSBC Japan