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About the Role

This role is within the Investment Compliance team, reporting to The Head of Investment Compliance. The team provides advice and oversight for the Investment Management Function, acting as a second line of defense to ensure adherence to Jupiter’s compliance framework, fund prospectuses, and relevant directives. This is a 6-month fixed-term contract.

Responsibilities

Act as a key stakeholder in client onboarding, investment restrictions, and amendment processes.
Review draft IMA documentation to identify guidelines requiring coding or those that cannot be coded for discussion.
Code, assign, test, and approve guidelines in the BlackRock Aladdin monitoring system with accuracy.
Perform daily pre- and post-trade compliance monitoring for regulated and segregated portfolios.
Manage compliance breaches efficiently, maintaining accurate records for internal and external stakeholders.
Consult with the front office on investment compliance and operational considerations affecting asset allocation, concentration, and risk management.
Advise on adherence to regulations such as UCITS and NURS.
Collaborate with Fund Managers, Dealers, Legal Team, Client RMs, and the wider Risk and Compliance function to manage risks and enhance controls.
Stay updated on regulatory developments and assess their impact on Investment Management activities.
Assist the wider Compliance team as needed.

Requirements

Strong experience in Asset Management.
Working knowledge of all asset classes.
Experience in guideline monitoring and coding.
In-depth knowledge of UCITS/NURS AIFMD Regulations applicable to Investment Management activities (e.g., diversification and spread rules).
Experience in UK Authorised Funds, Irish ICVCs, and Luxembourg SICAVs.
Aladdin experience is essential.
Measurable attention to detail and accuracy.
Solid verbal and written communication skills.
Ability to articulate complex matters into simple terms.
Logical and critical thinker capable of challenging the status quo.
Emotionally intelligent with a desire to build strong internal networks.
Ability to influence people and negotiate with stakeholders.
Ability to confidently engage with all levels, including senior management.
Creative and solution-driven.
Proactive and assiduous.
Team player who is self-sufficient.
Highly organized and able to multitask.
Ability to work under pressure with tight deadlines.
Enthusiastic and positive approach, taking pride in output.
This role is subject to the Conduct Rules set by the FCA.

Skills

Aladdin
UCITS
NURS
AIFMD Regulations
UK Authorised Funds
Irish ICVCs
Luxembourg SICAVs
Communication
Attention to detail
Problem-solving
Negotiation
Stakeholder management
Organization
Time management

Location

London

Work Type

Hybrid
Fixed-term contract

Experience Level

Mid-level

Education Level

IMC/CFA desirable

Benefits

Private balcony
Table tennis room
Cycle storage
On-site shower facilities
Locker facilities

About the Company

Jupiter is a leading UK investment management company with over 500 employees and £73.7 billion in assets under management.
Jupiter provides investment services to individual and institutional investors through mutual funds, separately managed accounts, and sub-advised funds.
The company has experienced international growth with offices in EMEA and APAC.
The London office is located near Victoria station and is designed to encourage active, healthy lifestyles with amenities like natural light, private balconies, a table tennis room, cycle storage, and on-site shower and locker facilities.
The proximity to Green Park and St James' Park offers employees space for relaxation and healthy alternatives to office meetings.

Equal Opportunity

At Jupiter, we are dedicated to building a diverse and inclusive workplace. If you are interested in this role but don't think your experience aligns perfectly with every listed requirement, we encourage you to apply. You may be the right person for this role.