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About the Role
CIBC is building a relationship-oriented bank for the modern world and seeks talented, passionate professionals dedicated to doing what’s right for clients. This role is within the Compliance & Global Regulatory Affairs department, specifically the Compliance and EAML Examination Program (CEEP) team, responsible for executing regulatory compliance examinations globally.
Responsibilities
- Manage and execute Regulatory Compliance Management (RCM) examinations.
- Ensure adequate planning, fieldwork, and reporting of examination results.
- Assist team members with the execution of their examinations.
- Act as a subject matter expert responding to questions regarding regulations, best practices, and internal policies.
- Lead high quality, thorough, and timely execution of Regulatory Compliance Management examinations.
- Evaluate adherence of Oversight Functions to requirements defined within the RCM policy.
- Identify and recommend areas for improvement.
- Establish and maintain positive working relationships with business lines, governance groups, oversight functions, and compliance partners.
- Help develop and implement an appropriate regulatory compliance culture, compliance risk, and control processes.
- Share knowledge and assist team members with their examinations.
- Help implement changes to strengthen the Compliance Testing Program.
- Provide a safe environment where different opinions are welcomed.
Requirements
- Demonstrate working experience leading examinations/audits or compliance reviews.
- Strong understanding of the Regulatory Compliance Management policy.
- University Degree/College Diploma or equivalent work experience.
- Minimum of 3 years’ experience within the compliance/audit industry.
- Ability to look beyond the moment and make decisions that will make a difference today and tomorrow.
- Proactively seek new opportunities to define what's possible.
- Understand that success is in the details and notice things others don't.
- Utilize critical thinking skills to inform decision making.
- Live values, bring high standards, and genuine care to relationships.
- Legally eligible to work at the specified location(s).
- May be asked to complete an attribute-based assessment and other skills tests.
Skills
- Regulatory Oversight
- Strong Communication and Interpersonal Skills
- Strong verbal and written communication skills
- Ability to communicate effectively with different lines of business
- Lead Examinations
- Well-developed examinations skills
- Relationship Building
- Strong Teamwork
- Quality Assurance Review
- Quality Investigations
- Regulatory Compliance
- Regulatory Requirements
- Risk Assessments
- Strategic Objectives
Location
- Toronto
Work Type
- Hybrid work arrangement (1-3 days per week on-site)
- Full-time
Experience Level
- Minimum of 3 years’ experience within the compliance/audit industry
Education Level
- University Degree/College Diploma or equivalent work experience
- CPA, CIA, or other relevant designation or certification (asset)
Benefits
- Competitive salary
- Incentive pay
- Banking benefits
- Benefits program
- Defined benefit pension plan
- Employee share purchase plan
- Vacation offering
- Wellbeing support
- MomentMakers recognition program
- Purpose Day (paid day off for growth and development)
About the Company
- CIBC is building a relationship-oriented bank for the modern world.
- At CIBC, we embrace your strengths and your ambitions, so you are empowered at work.
- Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
- CIBC offers a career, not just a paycheck.
- Our spaces and technological toolkit make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
- We cultivate a culture where you can express your ambition.
Equal Opportunity
- CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong.
- We seek applicants with a wide range of abilities and we provide an accessible candidate experience.
- If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com.