Associate - Investment Funds Regulatory at Norm | NY, US | Rezi

Associate - Investment Funds Regulatory at Norm

Associate - Investment Funds Regulatory

Norm · NY, US

2 days ago

Associate - Investment Funds Regulatory

Norm · NY, US

2 days ago
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About the Role

Norm Law, the world's first AI-native full-service law firm, is seeking inquisitive and energetic lawyers to practice law and augment their careers utilizing and contributing to cutting-edge legal AI tools. As an Associate in our Investment Companies Practice, you will advise on formation, registration, compliance, and governance of registered investment companies, investment advisers, and independent directors. You will have exclusive access to sophisticated AI Agents developed by Norm Ai software and legal engineers, enabling you to focus on legal aspects of regulatory workstreams and practice in a dynamic environment.

Responsibilities

  • Leverage AI agents to generate, compare, and redline Form ADV registrations, and other regulatory filings.
  • Use AI tools to review marketing materials, pitch decks, and performance presentations against the Marketing Rule, and advise on track record and portability questions.
  • Partner with our private fund formation and tax teams on live fund launches, and advise on the regulatory implications of adviser M&A, spin-outs, etc.
  • Represent advisers through SEC examinations, document requests, and follow-up, using AI tools to move quickly through large productions on valuation, conflicts, fees and expenses, and marketing.
  • Partner with clients to demonstrate how AI-assisted workflows improve accuracy, transparency, and turnaround.
  • Work closely with the technology teams to continue to make regulatory workflows even more efficient using AI.

Requirements

  • Juris Doctor (JD) or equivalent; admission in at least one U.S. jurisdiction.
  • 4 to 6 years of investment funds regulatory experience.
  • Hands-on experience with Marketing Rule reviews and with SEC examinations, and the ability to talk in detail about both.
  • Strong drafting and communication skills; meticulous attention to detail.
  • Interest in applying technology to enhance traditional deal workflows.
  • No prior AI or technical experience required.

Skills

  • AI Fluency: Actively use AI in day-to-day work to support thinking, creation, and problem-solving.
  • AI Fluency: Use AI to improve the quality and speed of work and to continuously refine how work gets done end-to-end.
  • AI Fluency: Practical, hands-on experience with AI tools, workflows, and outcomes.

Location

  • New York City

Work Type

  • Full-time
  • Hybrid

Experience Level

  • 4 to 6 years of investment funds regulatory experience

Education Level

  • Juris Doctor (JD) or equivalent

Salary/Compensations

  • $270,000 to $410,000 per year

Benefits

  • 401(k) with employer match
  • health, dental, vision coverage
  • unlimited paid time off
  • free lunch in office daily
  • employee referral bonus program

About the Company

  • Norm builds AI-native professional services firms and the technology that powers them.
  • Our mission is to help expert professionals deliver better work at greater scale.
  • Developing the technology and the firms together lets us rethink how work gets done, how teams operate and what clients can expect.
  • Our shared agentic platform connects that progress across teams and services.
  • Founded in 2023, Norm brings together experts across engineering, research, product, design and professional practice.
  • Our legal and compliance platform serves institutions representing more than $35 trillion in combined assets under management.
  • Norm also powers Norm Law, LLP, an affiliated AI-native law firm whose attorneys advise leading institutions on complex corporate matters.