Compliance Counsel and Senior Manager (Lateral Hires)
Norton Rose Fulbright · Austin, TX, US
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About the Role
Norton Rose Fulbright is seeking an experienced compliance lawyer to serve as Compliance Counsel and Senior Manager. This role will oversee conflicts clearance for lateral attorney recruiting across all U.S. offices, acting as the operational leader for this process. The position involves partnering with Recruiting, the General Counsel's Office, and Firm Management to integrate new talent while managing risk. Key aspects include deep knowledge of U.S. conflicts rules, strong leadership, and the ability to develop policies and drive process improvements.
Responsibilities
- Create and implement policies and procedures for lateral conflicts clearance.
- Translate strategic objectives into actionable plans.
- Provide operational oversight of lateral conflicts workflows and queues to ensure timely handling.
- Allocate resources, delegate work, and authorize overtime as needed.
- Supervise and mentor Compliance Lawyers, Senior Compliance Analysts, Compliance Analysts, Compliance Lateral Admin and related staff.
- Conduct performance evaluations, targeted training, and career development.
- Act as the primary liaison between the Lateral Compliance Team and Recruiting, ensuring request accuracy, defining deadlines, and following up for missing information.
- Collaborate with New Business Intake, Recruiting, BD, Finance, and IT to streamline processes and improve cycle times.
- Analyze trends and bottlenecks; recommend and implement process improvements to enhance accuracy and speed.
- Oversee compliance conflicts for secondments, ensuring compliance with conflict-of-interest policies throughout onboarding and offboarding processes.
- Prepare and deliver training for attorneys, secretaries, and staff on conflicts and compliance topics.
- Stay current on software and process changes (e.g., Intapp) and lead adoption initiatives.
- Advise partners, attorneys, and Recruiting on conflicts of interest for lateral candidates, incorporating legal, ethical, and commercial considerations.
- Assess waiver needs and clearance provisos, draft clearance memoranda and client notices.
- Review client relationship letters to identify contractual obligations impacting conflicts resolution.
- Review and interpret candidate documentation (e.g., client lists, engagement letters, outside roles) and validate data in conflicts systems.
- Interpret and respond to policy questions related to share dealing and other compliance matters.
- Supervise that maintenance of conflicts system integrity by directing the inputting, updating, and retiring of lateral candidate data.
- Lead data clean-up projects.
Requirements
- Juris Doctor (JD) and active license to practice law in a U.S. jurisdiction where the firm has an office (Texas, New York, California, or D.C. strongly preferred).
- 4+ years of experience as a compliance/conflicts lawyer at a large law firm.
- Thorough working knowledge of U.S. conflicts rules and ethical obligations.
- Demonstrated ability to exercise risk-based judgment and provide pragmatic, commercially informed advice.
- Strong written and oral communication skills; ability to engage effectively with partners and senior management.
- Leadership experience supervising, coaching, and developing teams.
- High proficiency in MS Word, Outlook, and Excel.
- Experience with legal conflicts systems (Intapp).
- High integrity, discretion, and accountability for delivering excellent service in a fast-paced setting.
- Ability to reprioritize as needed.
Skills
- Conflicts clearance
- Legal risk management
- Policy development
- Process improvement
- Leadership
- Mentoring
- Training
- Collaboration
- MS Word
- MS Outlook
- MS Excel
- Intapp
Location
- Remote (Texas, California, Colorado, Illinois, Minnesota, Missouri, New York, and the District of Columbia)
- Onsite (as needed)
Work Type
- Remote
- Hybrid
- Full-time
Experience Level
- Experienced
- 4+ years
Education Level
- Juris Doctor (JD)
- Active license to practice law in a U.S. jurisdiction
Benefits
- Medical insurance
- Dental insurance
- Vision insurance
- Life insurance
- Disability insurance
- Health savings accounts
- Flexible spending accounts
- 401(k) savings plan
- Profit-sharing plans
- Fertility benefits
- Commuter benefits
- Student loan assistance refinancing options
- Paid time off (minimum 20 days)
- Paid maternity leave (minimum 14 weeks)
- Paid paternity leave (minimum 14 weeks)
- Child care support (back-up care program)
- 11 Firm holidays
About the Company
- Norton Rose Fulbright is a highly regarded global law firm with over 3,000 lawyers and 3,000 business services professionals across 50 offices worldwide.
- The firm provides a full range of legal services to leading corporations and financial institutions.
- The firm is recognized by Great Place to Work and Top Workplaces for its organizational culture.
- Teams collaborate across regions, value new ideas, and deliver meaningful client solutions.
- The company culture embraces ambition, development, and shared success.
Equal Opportunity
- Norton Rose Fulbright US LLP is an Equal Employment Opportunity Employer.
- Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability, protected veteran status, and any other characteristic protected by law.
- The firm is committed to providing reasonable accommodation as an Equal Employment Opportunity Employer to applicants with disabilities.
- The firm will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant.
- This business uses E-Verify in its hiring practices to achieve a lawful workforce.