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Tailor your resume to this Senior Risk & Controls Testing Specialist (Compliance Testing) role.
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Tailor your resume to this Senior Risk & Controls Testing Specialist (Compliance Testing) role.
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About the Role
The Senior Risk & Controls Testing Specialist (Compliance Testing) independently assesses internal controls, evaluates compliance with regulations and policies, and provides recommendations to strengthen processes and governance. This role collaborates with all Three Lines of Defense to foster a strong risk management culture and offers significant cross-functional exposure.
Responsibilities
- Independently plan, organize, and conduct risk-based reviews to assess the effectiveness of internal controls and support the achievement of corporate objectives.
- Evaluate compliance with regulatory requirements, internal policies, procedures, and risk management frameworks.
- Identify control weaknesses, operational risks, and process improvement opportunities, and provide practical recommendations to management.
- Prepare, maintain, and present clear and comprehensive review reports, findings, recommendations, and executive summaries.
- Collaborate with stakeholders across all Three Lines of Defense to support risk management initiatives and strengthen internal control environments.
- Provide advisory support regarding policies, procedures, governance practices, and internal control expectations.
- Research and remain current on emerging risks, industry trends, regulatory developments, and best practices related to risk management and internal controls.
- Support enterprise risk management activities, certifications, regulatory examinations, and other risk-related initiatives as required.
- Promote a strong risk-aware culture by fostering collaborative relationships and encouraging effective risk management practices across the organization.
Requirements
- Bachelor’s degree in business administration, Finance, Accounting, Risk Management, or a related discipline.
- 4–6 years of experience in risk management, internal controls testing, quality assurance, audit, compliance, or a related field.
- Strong understanding of enterprise and operational risk management frameworks, methodologies, and the Three Lines of Defense model.
- Experience assessing and testing internal controls, identifying risks, and evaluating process effectiveness.
- Knowledge of regulatory requirements, governance practices, and risk management principles within the financial services industry.
- Strong analytical and research skills with the ability to synthesize complex information and develop meaningful recommendations.
- Excellent verbal and written communication skills with the ability to build relationships and influence stakeholders at all levels.
- Demonstrated ability to manage multiple priorities, work independently, and meet deadlines in a fast-paced environment.
- Advanced proficiency with Microsoft Office applications.
- Enhanced Criminal Record Check
- Credit Check
- Identity Verification
- Employment Verification
- References
Skills
- Risk management
- Internal controls testing
- Quality assurance
- Audit
- Compliance
- Enterprise risk management frameworks
- Operational risk management frameworks
- Three Lines of Defense model
- Assessing and testing internal controls
- Identifying risks
- Evaluating process effectiveness
- Regulatory requirements
- Governance practices
- Risk management principles
- Financial services industry
- Analytical skills
- Research skills
- Communication skills
- Relationship building
- Influencing stakeholders
- Managing multiple priorities
- Working independently
- Meeting deadlines
- Microsoft Office applications
- Data analytics tools (asset)
- Testing automation (asset)
- Reporting solutions (asset)
- CPA (asset)
- CIA (asset)
- CISA (asset)
- FRM (asset)
- ACAMS (asset)
Location
- Help Headquarters
- Toronto, ON
- Surrey, BC
Work Type
- Full Time
- Regular
- Hybrid Remote
Experience Level
- Senior
Education Level
- Bachelor’s degree in business administration, Finance, Accounting, Risk Management, or a related discipline.
Salary/Compensations
- $73,800.00 - $92,300.00
About the Company
- We welcome diverse experience and perspectives, particularly from Compliance, Internal Audit, Treasury, Finance, Financial Oversight, Controls Testing, and Automation.
- This role offers strong cross-functional exposure and visibility across the organization, with opportunities to influence enterprise-wide risk management initiatives.
- At Coast Capital, we believe everyone has potential.
- We are committed to building better, brighter, more inclusive futures for everyone – including our employees.
- We see the potential in our employees to achieve amazing things and want to invest in your future.
- If you’re excited about this career opportunity and your experience may not perfectly align with every qualification in this job posting, we still encourage you to apply.
- You may be just the right candidate for this or other opportunities at Coast Capital.
Equal Opportunity
- At Coast Capital, we are committed to equity, diversity and inclusion.
- We strongly encourage applications from Indigenous Peoples, Black, and racialized persons, persons with disabilities, people of diverse sexual and gender identities and women.
- We value applicants who have demonstrated a commitment to equity, diversity and inclusion and recognize that diverse perspectives, experiences and expertise benefit of our employees, our members, and our community.
- Coast Capital is committed to providing an accessible recruitment experience.
- If you are a candidate with a disability and require accommodation(s) during any stage of the recruitment process, please contact us at accessibility@coastcapitalsavings.com or 778-391-5836.
- This contact is intended solely for inquiries or feedback related to accessibility barriers, accommodation requests or alternate format requests.
- We will work with you to ensure your needs are met.
- You will only receive a response to inquiries related to these topics.