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About the Role

Represent public companies in SEC reporting, securities law compliance, and corporate governance matters, with experience in capital markets and general corporate transactions.

Responsibilities

Prepare and review Forms 10-K, 10-Q and 8-K and other SEC filings
Handle proxy statements, annual meeting materials and public-company disclosure matters
Manage Section 16 reporting and other beneficial ownership reporting requirements
Oversee SEC registration statements and securities offerings
Ensure compliance with NYSE and/or Nasdaq corporate governance and listing requirements
Advise public companies on ongoing disclosure and securities compliance matters
Execute general corporate transactions, including M&A and private financings

Requirements

Admission to the New York Bar is required
Strong drafting and analytical skills
Attention to detail
Sound judgment
Ability to work directly with clients in a collaborative environment

Skills

SEC reporting
Securities law compliance
Corporate governance
Capital markets
General corporate transactions
Securities Act of 1933
Securities Exchange Act of 1934
Form 10-K
Form 10-Q
Form 8-K
SEC filings
Proxy statements
Public-company disclosure
Section 16 reporting
Beneficial ownership reporting
SEC registration statements
Securities offerings
NYSE corporate governance
Nasdaq corporate governance
Listing requirements
M&A
Private financings

Experience Level

Commensurate with experience

Salary/Compensations

$175,000-$225,000