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About the Role

Establish and lead a dedicated first line compliance function within the Debt Market Services (DMS) division, ensuring robust compliance governance and coordinating regulatory obligations.

Responsibilities

Own and maintain the DMS regulatory reporting calendar, ensuring accurate, complete and timely regulatory submissions.
Coordinate ASIC Industry Funding returns, OTC derivative reporting, Modern Slavery reporting and other regulatory obligations.
Monitor regulatory developments and coordinate implementation of new or amended policies, frameworks and processes.
Lead governance and oversight of the Lender of Record (LoR) Policy Framework and associated compliance obligations.
Coordinate due diligence and governance assessments for new and higher risk lender of record proposals.
Support administration of the LoR Steering Committee, including agendas, minutes, action tracking and governance reporting.
Assess, escalate and manage remediation of material compliance issues and breaches through to resolution.
Manage the annual AML compliance attestation program across clients, servicers and service providers.
Coordinate AML and financial crime activities, partnering closely with specialist AML teams and business stakeholders.
Build trusted relationships with clients, servicers, operational teams, Legal, Risk and Compliance functions.
Lead and develop a small compliance team while providing insights and recommendations to senior leadership.

Requirements

Experience in loan servicing or lending environments.
Experience in first line risk, compliance or control functions and regulatory governance.
Experience in financial crime, AML/CTF or regulatory reporting.
Experience working with non-bank lenders, servicers or broader financial services organisations.
Experience managing compliance frameworks, obligations registers and regulatory reporting requirements.
Knowledge of consumer credit regulation, responsible lending, complaints and hardship obligations.
Strong working knowledge of AML/CTF obligations and financial crime risk management.
Experience working across multiple stakeholders to drive outcomes and implement governance processes.
Excellent communication, organisational and problem solving skills.
Ability to balance regulatory requirements with commercial and operational considerations.

Skills

Regulatory governance
Compliance
Debt Market Services
Regulatory reporting
Lender of record governance
AML compliance
Financial crime
ASIC Industry Funding returns
OTC derivative reporting
Modern Slavery reporting
Policy implementation
Risk management
Stakeholder management
Team leadership

Location

Sydney, Australia

Work Type

Hybrid
Full-time

Experience Level

Experienced compliance or governance professional

Education Level

Relevant qualifications in law, commerce, finance, risk or compliance.

Benefits

Hybrid working with 2-3+ days in the office
Work from anywhere in Australia for up to one month each year
Annual allowance for personal wellbeing
Study support
Commitment to supporting professional development

About the Company

Perpetual Group is an ASX-listed company (ASX:PPT) headquartered in Sydney, Australia.
Consists of 11 leading brands across Asset Management, Wealth Management and Corporate Trust.
Perpetual Corporate Trust (PCT) is a specialist business within Perpetual Group, a leading fiduciary, custody and digital business in Australia, with operations in Singapore.
PCT provides products to help clients and the industry be more effective, efficient and economical while managing cyber security risks and maintaining compliance.
Domestic and global financial institutions leverage PCT's corporate strength, commercial approach, risk and compliance practices, expertise and service excellence in debt markets, managed funds and digital solutions.

Equal Opportunity

Committed to creating an inclusive workplace where diversity is celebrated.
Aim to provide an environment where you can thrive, no matter your background or circumstances.