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About the Role
This role is responsible for all proprietary trade surveillance to ensure adherence to regulations and company standards. The Trade Surveillance Manager will monitor trading activity, conduct investigations, engage with traders on compliance matters, and maintain accurate records of all surveillance activities.
Responsibilities
- Manage all Trade Surveillance and Reporting activities.
- Conduct securities surveillance using SMARTS and derivatives surveillance using TT to ensure regulatory compliance.
- Undertake trade investigations using Python to analyse and review trades.
- Discuss trading behaviours directly with traders to provide guidance and insights.
- Carry out routine surveillance and compliance checks across trading operations.
- Prepare Board reporting on surveillance activities, trends, and any key issues.
- Handle surveillance alert calibration and ongoing management to maintain effectiveness.
- Ensure trade surveillance records are fully and accurately documented.
- Maintain awareness of surveillance requirements in line with market and regulatory developments.
- Provide coverage and support for the Compliance team as needed.
Requirements
- Minimum of 5 years’ experience in market or trade surveillance.
- Solid understanding of trading activities and prohibited trading practices.
- Previous experience working in trade surveillance within proprietary trading firms, regulators, or clearing houses.
Skills
- SMARTS for trade surveillance and monitoring
- Python for analysis and investigation
- TT for trade surveillance
Location
- Sydney
Work Type
- Full-time
Experience Level
- 5+ years
Salary/Compensations
- Competitive Salary reflecting your skills and experience.
Benefits
- Health and Wellbeing Initiatives.
- Anniversary Leave.
- Social Events and team activities.
- Paid Parental Leave.
- Professional Development and learning opportunities.
- Employee Recognition Programme.
About the Company
- Life Trading Pty Ltd is a growing proprietary trading company with offices in Australia and the UK.
- We are driven by a mission to achieve success in trading by leveraging cutting-edge technology and embodying our core values.
- Our team consists of passionate experts, and we prioritise accountability, fairness, and excellence from all of our employees.
- Our culture is relaxed, focused on trust, respect, and balance.
- We believe in enjoying work, feeling rewarded for dedication, and having time for life outside of work.