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About the Role
LGT Wealth Management UK LLP is seeking a professional to identify and analyze regulatory changes impacting the wealth management sector. This role involves assisting in the implementation of regulatory developments, supporting projects, and maintaining management information for the Board.
Responsibilities
- Undertake regular horizon scanning to identify new regulation and regulatory changes impacting LGT WM and the wealth management sector.
- Develop a strong understanding of the Firm’s proposition and analyze and assist in applying regulatory change to the Business.
- Assist in writing regulatory communications to stakeholders, including Senior Management.
- Assist with the implementation of regulatory developments impacting the Compliance department and wider business.
- Develop and maintain ongoing management information for the Management Board.
- Undertake regular compliance monitoring to assist the Monitoring team with the CMP.
- Undertake daily routine tasks as appropriate.
- Support projects ensuring compliance with regulatory and legislative requirements.
Requirements
- Minimum of 2 years of relevant experience in Wealth Management/Private Banking.
- Demonstrable knowledge of various investment offerings and products.
- Good knowledge and practical experience of FCA rules, particularly COBS.
- Experience in interpreting and understanding regulations and regulatory communications.
- Strong organizational skills, including the ability to prioritize and meet critical deadlines.
- Ability to work independently and as a team player.
- Professional demeanor and ability to remain calm under pressure.
Skills
- Wealth Management/Private Banking
- FCA rules (COBS)
- Regulatory interpretation
- Written communication
- Verbal communication
- Organizational skills
- Microsoft Office
- Corlytics (regulatory tracking tool)
Location
- London
Work Type
- Full-time
Experience Level
- Minimum 2 years
Education Level
- Industry or professional Compliance qualification desirable
About the Company
- LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein.
- Established in 2008 with a fresh approach to wealth management.
- Offers a transparent service designed around client needs.
- Draws together in-depth knowledge and experience from across the industry.
- Provides a flexible, bespoke service adapted to client needs.
- Mission is to create long-term value for all stakeholders.
- Culture encourages individuals to generate, develop, and implement ideas.
- Core values: Belonging, respect, integrity, conviction, and entrepreneurship.
- Becoming an employer of choice in its sector.
- Over £30 billion in funds under management and circa 700 staff.