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About the Role

Baker Tilly is seeking a Financial Institution Senior Consultant (SOX and FDICIA Controls) to join their dynamic Risk Advisory practice. This role focuses on helping clients assess risks, develop strategies, and achieve goals through deep industry knowledge of risk, governance, and regulatory compliance. The firm offers upward career trajectory, flexibility, and meaningful relationships.

Responsibilities

Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems.
Directly assist clients in being compliant with new or updated financial institution regulations.
Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance.
Continually stay up-to-date on all existing compliance regulations.
Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs.
Support the internal audit practice as a Subject Matter Expert on regulatory and compliance topics.
Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements.
Assist with managing client engagement teams, including staffing, billings/collections, and ensure client profitability targets are met.
Utilize entrepreneurial skills to network and build strong relationships internally and externally with clients and the community.
Invest in professional development individually and through participation in firm-wide learning and development programs.
Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals.
Enjoy friendships, social activities, and team outings that encourage a work-life balance.

Requirements

4 year degree
Three (3) years of experience
Bachelor’s degree in accounting, finance, or a related program
3+ years of direct, hands-on experience with SOX and/or FDICIA internal control programs within the financial services industry, with banking experience strongly preferred
Demonstrated experience with internal controls over financial reporting (ICFR), including process and control documentation, walkthroughs, risk and control assessments, control testing, evaluation of control design and operating effectiveness, identification of control deficiencies, and remediation
Demonstrated ability to execute key components of SOX and/or FDICIA programs, including coordination with process and control owners, internal audit, external audit, and other key stakeholders
Prior experience in a client-serving consulting, advisory, or public accounting environment supporting financial institution clients and/or experience within a financial institution’s SOX/FDICIA, internal controls, internal audit, or related risk function
Experience communicating control observations, testing results, deficiencies, and remediation matters to client stakeholders and engagement leadership
CIA or CPA designation(s) strongly preferred. Candidates interested in obtaining a CIA or CPA certification in the future are also encouraged to apply
Strong analytical, technical, and problem-solving skills, with the ability to understand business processes, identify risks, and evaluate the effectiveness of internal controls
Exceptional verbal and written communication, collaboration, project management and time management skills
Strong sense of urgency and client responsiveness
Ability to travel up to 10%

Skills

Risk management
Governance
Regulatory compliance
SOX
FDICIA
Internal controls
Data analytics
Financial institution regulations
Compliance audit programs
Internal audit
Client engagement management
Networking
Professional development
Team development
Analytical skills
Technical skills
Problem-solving skills
Business process understanding
Verbal communication
Written communication
Collaboration
Project management
Time management

Location

Chicago, IL
Philadelphia, PA
New York, NY
Frisco, TX
Miami, FL
Nashville, TN
Denver, CO
Irvine, CA

Work Type

Hybrid

Experience Level

Senior Consultant
3+ years of experience

Education Level

4 year degree
Bachelor’s degree in accounting, finance, or a related program

Salary/Compensations

Chicago, IL: $80,000 to $129,900
Philadelphia, PA: $80,000 to $129,900
New York, NY: $90,900 to $147,600
Frisco, TX: $76,400 to $124,000
Miami, FL: $72,700 to $118,100
Nashville, TN: $72,700 to $118,100
Denver, CO: $80,000 to $129,900
Irvine, CA: $83,600 to $135,800

Benefits

Comprehensive compensation and benefits package

About the Company

Baker Tilly is a leading advisory, tax and assurance firm with a genuine coast-to-coast and global advantage in major regions of the U.S. and international financial centers.
Baker Tilly Advisory Group, LP and Baker Tilly US, LLP provide professional services through an alternative practice structure.
Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services.
Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services.
Baker Tilly is an independent member of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion.
Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram.

Equal Opportunity

Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.