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About the Role

Baker Tilly is seeking a Financial Institutions Internal Audit & Controls Senior Manager to join their dynamic Risk Advisory practice. This role offers the opportunity to work with a leading advisory, tax, and assurance firm, providing exceptional client service in risk and advisory areas. The practice focuses on assessing risks, developing strategies, and offering services in risk, governance, internal audit, compliance, IT, and cybersecurity.

Responsibilities

Work closely with client executives and management teams to understand their businesses and assist in identifying and managing financial and operational risks within their business processes and systems.
Develop in-depth knowledge of clients’ businesses and industries by having direct client interaction while working on multiple aspects of an engagement.
Think independently and strategically about your clients’ business, systems and risks providing recommendations for business and process improvements based upon knowledge gained relative to the client’s operations, processes and business objectives.
Provide strategic business advice to clients by assisting in the implementation of new processes and controls that address key risks.
Assess, manage and optimize business risk across a wide range of areas, including operational audit, enterprise risk management (ERM) and SOX compliance.
Review clients' processes and controls against industry frameworks, identifying gaps in design and execution, and communicating issues and recommendations to clients.
Draft comprehensive executive summaries and final reports for delivery to the client, documenting and reviewing engagement work papers in accordance with industry-accepted internal audit methodologies.
Act as a valued business advisor, build relationships and communicate effectively with the client to provide superior client service.
Facilitate professional and effective presentations to internal and external audiences.
Continue to develop your knowledge and experience working with a variety of technology environments, platforms, applications and tools/utilities.
Assist with managing client engagement staffing, billings/collections, and ensure client profitability targets are met.
Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community.
Invest in your professional development individually and through participation in firm wide learning and development programs.
Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals.
Enjoy friendships, social activities and team outings that encourage a work-life balance.

Requirements

4 year degree
Eight (8) years of experience
CPA or CIA designation(s) required
Bachelor’s degree in accounting, finance or a related program
8+ year(s) experience in risk advisory, internal/external audit, SOX/FDICIA, and/or internal controls, including direct experience within the financial services industry, with banking experience strongly preferred
Demonstrated experience leading internal audit and/or SOX/FDICIA engagements, including risk assessment, scoping, process and control documentation, walkthroughs, control testing, evaluation of control design and operating effectiveness, identification of control deficiencies, remediation, and reporting
Experience managing client engagements and teams, including project planning, staffing, engagement execution, client communications, and delivery of high-quality work products
Experience communicating audit and control observations, findings, recommendations, and remediation matters to client management and other key stakeholders
Prior experience as a client-serving professional in a consulting, advisory, or public accounting environment strongly preferred
Excellent analytical, technical and problem solving skills, with strong attention to detail
Exceptional verbal and written communication, collaboration, project management and time management skills

Skills

risk advisory
internal/external audit
SOX/FDICIA
internal controls
financial services industry
banking
risk assessment
scoping
process and control documentation
walkthroughs
control testing
evaluation of control design and operating effectiveness
identification of control deficiencies
remediation
reporting
client engagement management
team management
project planning
staffing
engagement execution
client communications
delivery of high-quality work products
communication of audit and control observations, findings, recommendations, and remediation matters
consulting
advisory
public accounting
analytical skills
technical skills
problem solving skills
attention to detail
verbal communication
written communication
collaboration
project management
time management
compliance
enterprise risk management (ERM)
governance
data analytics
IT
cybersecurity

Location

Chicago, IL
New York, NY
Philadelphia, PA
Denver, CO
Nashville, TN
Miami, FL
Frisco, TX
Irvine, CA

Work Type

hybrid

Experience Level

Senior Manager
8+ years of experience

Education Level

4 year degree
Bachelor’s degree in accounting, finance or a related program

Salary/Compensations

Chicago, IL: $146,500 to $269,600
New York, NY: $166,400 to $306,400
Philadelphia, PA: $146,500 to $269,600
Denver, CO: $146,500 to $269,600
Nashville, TN: $133,200 to $245,100
Miami, FL: $127,500 to $294,300
Frisco, TX: $139,800 to $257,400
Irvine, CA: $153,100 to $281,900

Benefits

Comprehensive compensation and benefits package

About the Company

Baker Tilly is a leading advisory, tax and assurance firm with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers.
Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure.
Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services.
Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services.
Baker Tilly is an independent member of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion.
Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram.

Equal Opportunity

Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.