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About the Role
The Third Party Market Conduct and Operations Specialist will ensure market conduct risks are appropriately assessed in adherence to Co-operators’ Market Conduct and Compliance Framework. This role will also carry out operational tasks to enable efficient onboarding and commission processing, including requesting or setting up system access and ensuring credentials are provided to Advisors.
Responsibilities
- Using established standards, assess Advisor suitability for contracting with Co-operators.
- Monitor market conduct of Advisors and MGAs/AGAs.
- Perform scheduled audits on Advisors and MGA/AGAs.
- Prepare summary notes and reports on the results of monitoring and auditing.
- Process files for commission payments and assist in the analysis of the data.
- Identify data deficiencies and assist in developing remedial plans.
Requirements
- You influence change and are committed to continuous improvement, in order to exceed client expectations.
- You leverage critical thinking skills to identify problems and proactively propose solutions.
- Your strong communication skills allow you to clearly convey messages.
- You’re an effective team player who shares knowledge to support our peers.
- You will be subject to a Background check as a condition of employment, in the event you are the successful candidate.
Skills
- High degree of multi-directional communication
- Knowledge of analytical methods
- Understanding of Life Insurance sales and application procedures
- Knowledge of Financial Industry regulations, laws and guidelines
- Ability to analyze multiple streams of data to reach conclusions
- Understanding of Life Insurance products
Location
- Hybrid
Work Type
- Regular Full-Time
- Hybrid (2 days in office)
Experience Level
- 2 – 4 years experience
Education Level
- Education in the field Business Administration, Accounting, Risk Management, Compliance or Audit would be beneficial.
Salary/Compensations
- $60.574 - $100,956
Benefits
- Training and development opportunities to grow your career.
- Flexible work options and paid time off to support your personal and family needs.
- A holistic approach to your well-being, with physical and mental health programs and a supportive workplace culture.
- Paid volunteer days to give back to your community.
- Comprehensive total rewards package including group retirement savings plans, pension and benefits (e.g., health and wellness, dental, disability and life coverage), mental health support and an employee assistance program.
About the Company
- CLIC is a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society.
- Our Individual Insurance, Individual Wealth Management, and Group Retirement & Savings teams deliver products and services that provide financial security to Canadians.
- We operate with a high level of trust, integrity, and inclusivity to produce positive impacts for all our stakeholders.