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About the Role

This role is responsible for overseeing the day-to-day compliance framework, providing regulatory guidance, delivering monitoring activities, and ensuring the business meets its regulatory obligations within a growing FCA-regulated payments and FX business. It offers an excellent opportunity for an experienced compliance professional to take ownership of a broad compliance remit.

Responsibilities

Own and deliver the compliance monitoring programme across the business.
Conduct compliance reviews and testing activities, tracking actions through to completion.
Act as a key point of contact for regulatory compliance matters.
Maintain compliance registers, including breaches, complaints, conflicts of interest, and gifts and hospitality.
Produce compliance management information and reporting for senior leadership and the Board.
Provide day-to-day regulatory advice across the business.
Support the interpretation and implementation of regulatory requirements, including Payment Services Regulations and Consumer Duty.
Monitor regulatory developments and assess their impact on the organisation.
Maintain and update compliance policies, procedures and frameworks.
Assist with regulatory change projects and business initiatives.
Oversee safeguarding arrangements and associated controls.
Support safeguarding reconciliations, reporting requirements and audit activities.
Prepare and submit regulatory returns and notifications accurately and on time.
Ensure regulatory obligations are met in line with FCA expectations.
Review and approve financial promotions and customer-facing communications.
Deliver compliance training and promote a positive compliance culture.
Build effective relationships with key stakeholders across the business.
Support audits, regulatory reviews and due diligence requests from banking partners.
Work collaboratively with the MLRO and Financial Crime teams.

Requirements

At least 5 years' compliance experience within an FCA-regulated environment.
Strong knowledge of regulatory compliance within payments, e-money, fintech or financial services.
Experience of compliance monitoring, regulatory reporting and policy development.
Excellent understanding of regulatory frameworks and governance requirements.
Strong communication skills with the confidence to advise and challenge senior stakeholders.
Highly organised with strong attention to detail and the ability to manage multiple priorities.
Previous approval as a PSD Individual or SMF16.
Knowledge of Payment Services Regulations, safeguarding requirements and Consumer Duty.
Experience working within payments, foreign exchange or fintech businesses.

Skills

Compliance oversight
Compliance monitoring
Regulatory advice
Governance
Safeguarding
Regulatory reporting
Stakeholder engagement
Training delivery
Financial promotion review
Communication skills
Attention to detail
Priority management

Location

Central London

Work Type

Hybrid working
Full-time

Experience Level

5+ years experience

Education Level

ICA Diploma or another relevant compliance qualification

Salary/Compensations

£80,000 - £95,000

Benefits

Professional development and qualification support
Exposure to senior stakeholders and strategic compliance initiatives

About the Company

FCA-regulated payments and FX business.
Growing organisation.
Ambitious and expanding financial services organisation.