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About the Role
MUFG Investor Services is seeking a professional to provide day-to-day operational assistance to investment managers and clients, participate in system improvement initiatives, and coordinate client regulatory reporting deliverables. This role involves working with internal teams to meet deliverables, developing regulatory reporting processes, and building strong client relationships.
Responsibilities
- Liaise with investment managers/clients for day-to-day operational assistance.
- Participate in various system improvement initiatives.
- Prepare or co-ordinate all client regulatory reporting deliverables and associated reports as required.
- Work with internal teams, such as Client Operations, Investor Operations and Client Integration etc., to ensure all internal and external deliverables are met.
- Assist in developing and improving regulatory reporting processes.
- Build and maintain a strong relationship with clients and vendors.
- Develop an understanding of the regulatory reporting environment.
- Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.
- Keep up to date with applicable regulations and accounting standards/jurisdiction requirements.
- Prepare regulatory reporting workings and reports.
- Respond to various stakeholder queries in a comprehensive and timely manner.
- Take on ad-hoc tasks as required.
Requirements
- 1-3 years’ experience in a regulatory reporting role.
- Post-secondary education with a concentration in finance, accounting, mathematics or related fields.
- Progress toward a professional designation (ACA, ACCA, CPA, CIMA, or CFA preferred).
- Strong computer skills with strengths in Microsoft Office products. Proficiency with Microsoft Excel/Word is essential.
- Broad understanding of fund administration industry.
- Experience with accounting software Geneva, Investran or Yardi.
- Mantra would be beneficial but not necessary.
- Experience with regulatory reporting software Confluence, AQ Metrics, Workiva, Axioma etc. would be beneficial but not necessary.
- Broad knowledge/understanding of characteristics of various financial instruments such as equities, bonds, bank debt, derivatives.
- Knowledge of regulatory reporting environment an advantage: AIFMD – Annex IV, Form PF, Form CPO PQR, Open Protocol, CBI monthly and quarterly returns, CSSF/BCL monthly and quarterly returns, BMA monthly and quarterly returns, 1099 reporting, Form 13F, Investor Transparency reporting, Solvency II reporting.
Skills
- Microsoft Office
- Microsoft Excel
- Microsoft Word
- Geneva
- Investran
- Yardi
- Mantra
- Confluence
- AQ Metrics
- Workiva
- Axioma
- Equities
- Bonds
- Bank Debt
- Derivatives
- AIFMD – Annex IV
- Form PF
- Form CPO PQR
- Open Protocol
- CBI monthly and quarterly returns
- CSSF/BCL monthly and quarterly returns
- BMA monthly and quarterly returns
- 1099 reporting
- Form 13F
- Investor Transparency reporting
- Solvency II reporting
Work Type
- Hybrid
Experience Level
- Senior Associate
- 1-3 years
Education Level
- Post-secondary education with a concentration in finance, accounting, mathematics or related fields.
- ACA, ACCA, CPA, CIMA, or CFA preferred
Benefits
- Vibrant CULTURE
- Connected team
- Love of innovation
- Laser client focus
- Next-level LEARNING & DEVELOPMENT
- HYBRID WORKING
About the Company
- MUFG Investor Services is a trusted partner to many of the world’s largest public and private funds, providing asset servicing and operational solutions built for alternatives.
- With over $1 trillion in client assets under administration, we offer fund administration, banking, payments, fund financing, foreign exchange overlay, corporate and regulatory services, custody, business consulting, and more.
- Operating from 17 locations worldwide, we help clients mitigate risk, enhance efficiency, and navigate the operational complexities of today’s investment management landscape.
- As a division of Mitsubishi UFJ Financial Group (MUFG), one of the world’s largest financial institutions with approximately $3 trillion in assets, we combine deep expertise with the strength and stability of a leading financial institution.
- To learn more, visit us at www.mufg-investorservices.com.
Equal Opportunity
- MUFG is an equal opportunity employer.