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About the Role
Join our London-based Compliance team as a Compliance Analyst. You will support the firm's regulatory and internal policy requirements across diverse trading activities, contributing to its growth and development. Gain exposure to electronic options market making, multi-strategy trading, regulatory monitoring, prudential compliance, policy implementation, and employee trading oversight.
Responsibilities
- Support the review and update of compliance policies and procedures.
- Assist with drafting and maintaining training materials and employee guidance.
- Support the compilation and coordination of internal compliance reports.
- Ensure the safe and effective operation of Maven’s wall-crossing processes.
- Assist with maintaining restricted lists and watch lists.
- Support the implementation of effective information barriers by working with trading business units.
- Support Maven’s operational compliance framework, including personal account dealing processes.
- Escalate potential compliance issues and contribute to documentation and reporting.
- Assist with the ongoing monitoring of the firm’s prudential obligations.
- Support reporting in accordance with relevant regulatory frameworks.
- Assist in the preparation and validation of regulatory filings required under UK, EU, US, and other relevant regimes.
- Work with the team to ensure timely and accurate regulatory submissions.
- Assist with responding to requests from regulators and counterparties.
- Coordinate the tracking and completion of mandatory compliance training and attestations.
Requirements
- Minimum of 2 - 3 years’ experience in a relevant legal or compliance role.
- Strong attention to detail.
- Excellent organisational skills.
- Ability to manage multiple tasks according to tight deadlines.
- Effective communication skills.
- Collaborative approach.
- Eagerness to learn.
Skills
- Excel
- SQL
- Python
- Utilising AI in information gathering
- Utilising AI in providing advice
- Utilising AI in task automation
- Utilising AI to improve general efficiency
Location
- London
Work Type
- Full-time
Experience Level
- 2-3 years
Salary/Compensations
- Competitive compensation package
- Annual discretionary bonus
Benefits
- Group pension plan
- Enhanced annual leave allowance after 2+ years’ service
- 25 days’ annual leave (plus public holidays)
- Fully catered breakfast, lunch, and snacks prepared by an in-house chef
- Private healthcare and life assurance
- On-site private gym with instructor-led classes including boxing, yoga, and more
- Monthly company events and social activities
About the Company
- Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies.
- Backed by deep expertise in trading, technology, and research, we are relentlessly focused on improving liquidity across global listed derivatives.
- Through advanced execution and pricing technologies, we improve how financial markets operate.
- Work in a forward-thinking environment where AI is integral to our strategy and daily operations.