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About the Role
Support regulatory integrity and operational excellence across North American Markets. Join a collaborative team helping Rabobank sustain robust regulatory and operational frameworks for Markets and Treasury. Your work will strengthen client service, reduce key-person risk, and support the continued integrity and effectiveness of our Swap Dealer and broker-dealer activities.
Responsibilities
- Maintain the regulatory framework for Rabobank’s Swap Dealer activities.
- Maintain the regulatory and operational framework for Rabo Securities USA, Inc., Rabobank’s U.S.-registered broker-dealer.
- Provide KYC and CDD support for Markets and Treasury client owners and help satisfy internal and external requirements.
- Manage counterparty and client onboarding and offboarding processes.
- Coordinate onboarding and offboarding for Swap Dealer Associated Persons globally and RSI Registered Representatives.
- Provide regulatory trade support and general trade assistance.
- Coordinate business initiatives, projects, and operational improvements across Markets and Treasury.
Requirements
- Bachelor’s degree.
- 2+ years of relevant experience.
- Strong attention to detail and a commitment to high-quality customer service.
- Ability to learn and apply regulatory and operational requirements.
- Ability to manage multiple projects and deliverables in a fast-paced environment, with an interest in finance.
- Ability to travel occasionally regionally and Globally.
- Legally authorized to work in the United States on a full-time basis.
- Rabobank is unable to sponsor or take over sponsorship of an employment visa for this position.
Location
- North America
Work Type
- Hybrid
- Full-time
Experience Level
- Associate
Education Level
- Bachelor's degree
Salary/Compensations
- $125,000.00 – $160,000.00 USD
Benefits
- Flexible hybrid working model
- Medical, Dental and Vision plan coverages
- 401(k) plan with employer match
- Safe Harbor contribution
- Discretionary Profit Sharing contributions
- Generous paid time off program (up to 20 days vacation, 5 days additional time off, 7 sick days, 11 US holidays)
- Dollars for Doers program
- Helping Hands program
- Gift Matching program
- Parental leave
About the Company
- Rabobank Group is a global financial services leader providing wholesale and retail banking, leasing, and real estate services in more than 37 countries worldwide.
- Founded over a century ago, Rabobank today is one of the world’s largest banks with over $678 billion in assets.
- In North America, Rabobank is a premier corporate and investment bank to the food, agribusiness, commodities and energy industries in the United States, Mexico, and Canada.
- Rabo AgriFinance, a subsidiary of Rabobank, is a leading financial services provider for farmers, ranchers and agribusinesses in the United States and Canada.
- Together, we provide sector expertise, strategic counsel and tailored financial solutions to clients across the entire value chain.
- Visit www.RabobankNA.com
Equal Opportunity
- Rabobank provides equal opportunity in employment to all employees and applicants and does not discriminate on the basis of race, color, creed, religion, national origin, ancestry, alienage or citizenship status, age, sex, sexual orientation, gender identity gender expression, marital status, genetic information, medical condition, physical or mental disability, pregnancy, childbirth or related medical condition, military service or veteran status, victims of domestic violence, or any other basis protected by applicable law.
- Rabobank also prohibits harassment of any individuals on any of the bases listed above.