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About the Role
Polymer Capital is a market-neutral, multi-manager platform with a strong Asia focus, seeking to discover and develop the region’s best investment talent. We have licensed entities in Hong Kong, Japan, Singapore, and the United States.
Responsibilities
- Handle license applications, regulatory filings, and reports.
- Assist with the development, implementation, and administration of the Group compliance framework and policies.
- Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading, and other violations.
- Investigate and resolve alerts generated by trade surveillance systems, and escalate potential issues to appropriate stakeholders.
- Work on regional projects including system UAT, new investment models discussion, or system development.
- Conduct or assist with ad-hoc inspections and regulatory requests.
Requirements
- University graduate with a major in Business, Finance, or Law.
- At least 2 years of experience in compliance, preferably in brokerage or asset management firms.
- Excellent analytical and problem-solving skills.
- Strong interpersonal and communication skills.
- High attention to detail.
- Ability to handle multiple tasks simultaneously and work under tight deadlines.
- Proactive in identifying risks and proposing solutions.
- Strong computer skills including MS Office Suite (Excel).
- Fluent in English and Japanese.
Skills
- MS Office Suite
- Excel
- Bloomberg
- Python (plus)
- VBA (plus)
Location
- Hong Kong
- Japan
- Singapore
- United States
Work Type
- Full-time
Experience Level
- 2+ years
Education Level
- University graduate
Benefits
- 20 Days of Paid annual leave
- Life / Medical group insurance
- Gym Subsidy
About the Company
- A market-neutral, multi-manager platform with a strong Asia focus, Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region’s best investment talent.
- Polymer has licensed entities in Hong Kong, Japan, Singapore and United States.