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About the Role
The Legal & Compliance Manager supports ROYC's legal and regulatory back-end, including fund governance, KYC/AML, regulatory compliance for private market products, and the legal infrastructure for all managed funds. This role reports to the Head of Legal & Structuring and collaborates with senior stakeholders.
Responsibilities
- Drive board resolutions, corporate approvals, and governance processes across ROYC's fund entities.
- Run KYC/AML packages and periodic reviews for general partners and counterparties.
- Build and apply working knowledge of regulatory regimes governing private market products and related compliance requirements.
- Support regulatory filings, Swiss representative requirements, and periodic review cycles.
- Draft and maintain subscription documents, side letters, distribution agreements, and engagement letters, escalating to external counsel when specialist input is required.
- Act as a day-to-day contact for external administrators, auditors, and service providers.
- Review DDQs and flag issues to the Head of Legal & Structuring when standards slip.
- Assist in building automated, scalable legal and compliance workflows into the ROYC platform, from KYC/AML through to reporting and filings.
- Support testing of platform enhancements before rollout.
- Support GDPR, DORA, and related data protection and operational resilience requirements on ROYC's technology platform.
- Help embed data protection and operational resilience into platform design and operations.
Requirements
- Qualified lawyer or compliance professional.
- Ideally some experience across private market products rather than pure law-firm experience.
- 2-4 years' experience in Luxembourg (or equivalent EU) fund industry legal/compliance roles.
- Working knowledge of the regulatory frameworks governing private market products.
- Hands-on experience with fund governance, KYC/AML, subscription documentation, or regulatory reporting.
- Comfortable working within a defined legal/compliance remit, with senior support available.
- Driven and intellectually curious, keen to grow within a legal and compliance function in private markets.
Skills
- Problem-solving skills
- Communication skills
- Teamwork skills
- Time management skills
- Attention to detail
- Ownership
- Resilience
Location
- Copenhagen
- Stockholm
- London
Work Type
- Full-time
Experience Level
- 2-4 years
Education Level
- Qualified lawyer or compliance professional
About the Company
- ROYC is a private equity operations platform built to support GPs, fund admins, banks & wealth managers from fund set-up through wind-down.
- The platform covers fund launch, legal entity management, LP onboarding, KYC, capital calls, distributions, shadow accounting, and reporting.
- It is designed to replace the manual workflows and disconnected systems that slow down fund managers at every stage of the fund lifecycle.