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About the Role
Partner with sales and trading, futures clearing, investment banking, securities finance, trade support, client service, legal, and compliance on all facets of the client life cycle, including onboarding, new account openings, periodic refresh, and client offboarding.
Responsibilities
- Partner with sales and trading, futures clearing, investment banking, securities finance, trade support, client service, legal, and compliance on all facets of the client life cycle.
- Manage client onboarding, new account openings, periodic refresh, and client offboarding.
Requirements
- At least 3 years of experience in Client Onboarding, preferably in Equities Prime Brokerage, Futures Clearing, and Security-Based Swaps.
- Proficient in CFTC, FINRA, and SEC regulatory requirements for customer onboarding.
- Proficient in Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements for institutional clients.
- Proven track record of building solid, long-standing relationships with front office colleagues and institutional clients.
- Client-focused with an understanding of maintaining relationships through various market cycles and product innovations.
- Passionate about tackling industry issues and articulating the mission of a new prime broker.
- Highly collaborative and confident interacting with diverse personality types and organizational levels.
- Able to operate autonomously when required and as a team player during strategic initiatives, project demands, or increased workload.
Skills
- Client Onboarding
- Equities Prime Brokerage
- Futures Clearing
- Security-Based Swaps
- CFTC
- FINRA
- SEC
- AML
- KYC
- BSA
- USA PATRIOT Act
- FinCEN
Location
- New York, NY
Work Type
- Hybrid (4 days in office)
Experience Level
- Senior Associate
Salary/Compensations
- $110,000-$135,000
Benefits
- Company equity
- 401k matching
- Gender neutral parental leave
- Full medical, dental, and vision insurance
- Lunch stipends
- Fully stocked kitchens
- Happy hours
About the Company
- Clear Street is modernizing the brokerage ecosystem by replacing legacy infrastructure with a cloud-native clearing and custody system.
- Clear Street's proprietary prime brokerage platform adds efficiency, minimizes risk, redundancy, and cost for clients.
- The goal is to create a single source-of-truth platform for every asset class, in every country, and in any currency.
- The company combines highly-skilled product and engineering talent with seasoned finance professionals.
Equal Opportunity
- We are proud to be an equal opportunity employer.
- We believe that modern workplaces succeed by virtue of having high-performance workforces that are diverse — in ideas, in cultures, and in experiences.