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About the Role
An experienced Know Your Customer (KYC)/Enhanced Due Diligence (EDD) subject matter expert is being recruited to manage and oversee KYC/EDD processes and controls across the firm’s global footprint within the Global Financial Crime Compliance (FCC) function.
Responsibilities
- Managing KYC/EDD activities performed in the second line of defense including KYC policy/standards, advisory, oversight, assurance and resolution of risk issues/escalations
- Supporting a multi-year KYC transformation program partnering with the first line of defense to drive enhancements to systems and controls
- Acting as subject matter expert to support a team of EDD professionals that onboard and perform periodic review of high-risk and complex customer relationships
- Providing AML/KYC advice and guidance, and effective challenge as required
- Working closely with the first line of defense to drive centralization and efficiency in KYC/ EDD processes and controls
- Ensuring controls are adhered to by business functions in all regions, countries and legal entities
- Supporting regulatory examinations, internal audits, and other assurance testing reviews
- Proactively identifying risks and taking corrective action to implement solutions to improve control effectiveness
- Enhancing reporting on KYC/CDD/EDD and providing regular updates to various governance bodies
- Managing multiple projects and meeting timely deadlines
Requirements
- Significant experience in financial services compliance or risk management
- Significant years of anti-money-laundering (including KYC/CDD/EDD)
- Strong knowledge of risk management processes and controls
- Prior experience supporting KYC transformation in a global financial institution
- Knowledge of business(es), products and services
- Strong technical competence and subject matter expertise in KYC/CDD/EDD
- In-depth knowledge of applicable FCC-related laws and regulations and ability to apply this to the company’s business
- Ability to proactively identify, analyze and manage FCC-related risks
- Ability to drive multiple initiatives at the same time and deliver high-quality outcomes
- Ability to build and maintain effective stakeholder relationships
- Strong teamwork and communication skills
- Applicants must have the right to work in the United Kingdom at the time of application and for the duration of employment
- Northern Trust is unable to provide visa sponsorship for this role
Skills
- Know Your Customer (KYC)
- Enhanced Due Diligence (EDD)
- Financial Crime Compliance (FCC)
- Anti-money-laundering (AML)
- Customer Due Diligence (CDD)
- Risk Management
- Stakeholder Management
- Communication
Location
- London
- Chicago
Work Type
- Full-time
Experience Level
- Experienced
About the Company
- Northern Trust is a global leader in innovative wealth management, asset servicing, asset management and banking services.
- Since 1889, Northern Trust has aligned its efforts with its three guiding Principles That Endure: Service, Expertise, and Integrity.
- With more than 135 years of financial experience and over 24,000 partners, Northern Trust serves the world’s most sophisticated clients using leading technology and exceptional service.
- As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability.
- Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.
- Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture.
- Employees around the world give their time and talent to work for the greater good of their communities.
Equal Opportunity
- Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities.