Impress employers and recruiters.
Choose from hundreds of resume examples.

Target Resume Now

Tailor your resume to this Manager, Compliance Monitoring - Canadian Banking Compliance (12 Month Contract) role.

Rezi rewrites your resume against Scotiabank's job description. Free.

Resume score gauge reading 58 out of 100

Don't guess if your resume is good enough.

See how it scores against the Manager, Compliance Monitoring - Canadian Banking Compliance (12 Month Contract) posting at Scotiabank — free, in seconds.

About the Role

Contributes to the Canadian Banking Compliance (CBC) Monitoring Program by executing risk-based monitoring and oversight activities, analyzing data, identifying issues, and supporting regulatory functions.

Responsibilities

Supports the execution, governance, maintenance, and continuous improvement of the CBC Monitoring Program.
Conducts risk-based monitoring and oversight of Sales Practices & Conduct, Complaint Handling, Branch Closures, and other assigned compliance risk areas.
Analyzes quantitative and qualitative information to identify trends, gaps, control weaknesses, and emerging risks.
Prepares governance committee reporting, management reporting, presentations, and metrics.
Completes periodic, focused, thematic, ad hoc, and program effectiveness reviews.
Supports regulatory reporting and Global Regulatory Relations activities.
Contributes to the sustainment of the CBC Monitoring Program through documentation and training material development.
Builds and maintains effective relationships with stakeholders and business partners.
Understands and applies the Bank's risk appetite and risk culture in daily activities.
Ensures adherence to the Bank's Values, Code of Conduct, and Global Sales Principles.
Champions a high-performance and inclusive work environment.

Requirements

4 years of experience in compliance monitoring, testing, risk management, audit, data analysis, regulatory governance, or related financial services functions.
Experience executing risk-based monitoring, testing, oversight, or assurance activities within a financial services environment.
Strong knowledge of Canadian banking regulations, consumer protection requirements, compliance frameworks, governance processes, and risk management principles.
Experience analyzing quantitative and qualitative data to identify trends, gaps, control weaknesses, emerging risks, and evidence-based conclusions.
Experience preparing governance and management reporting, presentations, working papers, regulatory responses, methodologies, procedures, and training materials.

Skills

Strong analytical skills
Strong communication skills
Strong stakeholder management skills
Strong challenge skills
Strong organizational skills
Power BI
Excel
PEGA
OpenPages
Comparable platforms

Location

Canada
Ontario
Toronto

Work Type

Full-time

Experience Level

4 years of experience

Education Level

University or college education in Business, Finance, Risk Management, Compliance, Law, Accounting, Data Analytics, or related discipline.

About the Company

Scotiabank is a leading bank in the Americas.
Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

Equal Opportunity

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone.
If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know.