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About the Role
We are looking for a Supervisory Analyst with good judgment, a nose for identifying risk, and strong attention to detail. The role involves ensuring research meets all legal, regulatory, and internal policy requirements, and collaborating closely with Legal & Compliance, Research Management, and Research Analysts.
Responsibilities
- Ensure research meets all legal and regulatory requirements
- Ensure research meets UBS's internal policies, as specified by Research Management
- Work closely and collaboratively with Legal & Compliance, Research Management, and Research Analysts
Requirements
- A current Series 16 license; Series 4 a plus
- Ideally a minimum of three years' experience as a Supervisory Analyst
- Experience working on research product from different groups (equity, fixed income, etc.) and from all regions preferred
- Strong written and verbal communications skills
- Scrupulous attention to detail
- Able to work effectively on time-sensitive research products
- Well-organized and able to cope in a demanding environment
- Able to work collaboratively with a close-knit team of Supervisory Analysts in several locations
- Capable of conceiving and recommending constructive solutions to problems
- Inquisitive, organized and able to work independently
- Adaptable to emerging technologies
- Curious to explore how AI can improve how we build, deliver, and optimize workflows
- Validate outputs and align with policies, risk standards, and ethical use
Skills
- Good judgment
- Risk identification
- Attention to detail
- Collaboration
- Challenge
- Written communication
- Verbal communication
- Problem-solving
- Organization
- Adaptability
- AI exploration
Location
- Australia
Work Type
- Full-time
Experience Level
- Minimum of three years' experience as a Supervisory Analyst
Benefits
- New challenges
- Supportive team
- Opportunities to grow
- Flexible working options when possible
About the Company
- UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland.
- We also provide diversified asset management solutions and focused investment banking capabilities.
- Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
- BANK-now is a subsidiary of UBS and one of Switzerland’s leading credit and leasing specialists.
- We have been providing consumer loans for individuals and leasing solutions for individuals and companies since 2007.
- We are headquartered in the state-of-the-art Panorama building in Horgen with branches across Switzerland and more than 300 employees dedicated to serving our customers.
Equal Opportunity
- UBS is an Equal Opportunity Employer.
- We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
- We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.