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About the Role
Support the Investment Bank in its first-line control and operational risk management activities, including delivering the non-financial risk and supervisory framework, acting as a point of contact for risk matters, overseeing key risk processes, and representing the function in regulatory and audit exams.
Responsibilities
- Support delivery of the first line non financial risk and supervisory framework across AMER Global Banking.
- Act as a point of contact for risk, supervision and control matters, providing pragmatic, business aligned advice.
- Oversee key non financial risk processes, including RCSAs, conflicts of interest and inducements registers, non financial risk events and issues, and remediation tracking.
- Review and challenge risk and supervisory MI, escalating material issues and employee conduct incidents as appropriate.
- Lead local regulatory and audit exams, representing GB BRM.
- Build strong relationships with Global Banking senior management and control partners, and present at relevant governance forums.
Requirements
- Ideally, 10+ years of experience in Global Banking Compliance, Business Risk Management, COO or a related control role.
- Understanding of non financial risk and supervision within Global Banking, including information barriers, Banking–Research interactions, cross border risks, conflicts / inducements, RCSAs, risk events and conduct matters.
- Proven ability to engage effectively, exercising sound judgement.
- People management experience, or readiness to step into broader leadership responsibility.
- Analytical skills, including use of Excel (e.g. pivots / lookups).
- Ability to produce clear PowerPoint materials and communicate effectively with team members.
- Comfortable using AI enabled tools to support analysis and drafting, with a willingness to continue developing capability.
- Curious to explore how AI can improve how we build, deliver, and optimize workflows, validating outputs and aligning with policies, risk standards, and ethical use.
Skills
- Excel (e.g. pivots / lookups)
- PowerPoint
- AI enabled tools
- Communication
- Analytical skills
- Judgement
- Risk management
- Operational risk
Location
- New York, New York
Work Type
- Full-time
Experience Level
- 10+ years
Salary/Compensations
- min USD 172500 - max USD 207500 /annum
Benefits
- Competitive benefits
- Additional variable compensation or awards may be provided
About the Company
- UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland.
- We also provide diversified asset management solutions and focused investment banking capabilities.
- Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
- We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do.
- We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Equal Opportunity
- UBS is an Equal Opportunity Employer.
- We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.