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About the Role
We’re looking for an Audit Expert to plan, execute and lead audits, conduct issue assurance and risk assessment reviews, working effectively in order to provide the expected level of assurance. You will highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns appropriately. You will develop issues and audit reports according to internal standards that are fully supported by the work done, meet internal standards for quality, execution and documentation, and proactively collaborate with peers and build constructive relationships.
Responsibilities
- Plan, execute and lead audits
- Conduct issue assurance and risk assessment reviews
- Provide the expected level of assurance
- Highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks
- Escalate any significant concerns appropriately
- Develop issues and audit reports according to internal standards
- Meet internal standards for quality, execution and documentation
- Proactively and successfully collaborate with peers in and across audit teams
- Build and maintain constructive relationships at all levels
Requirements
- Bachelor or Master degree or equivalent focusing on finance, business administration or accounting/auditing
- Ideally 4+ years of audit experience in a similar position focused on investment banking, trading platforms, execution services and research activities
- Big 4 audit experience within the finance sector would be a plus
- Strong understanding of trading products, market risk, and regulatory frameworks (e.g., SEC, FINRA, MiFID II)
- Strong analytical skills and quantitative approach to problem solving
- Able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes
- Willingness to keep up with industry, regulatory developments and learn new concepts and methods
- Ideally has familiarity with data analytics and AI tools and audit testing
- Curious to explore how AI can improve how we build, deliver, and optimize workflows, validating outputs and aligning with policies, risk standards, and ethical use
Skills
- Finance
- Business Administration
- Accounting
- Auditing
- Investment Banking
- Trading Platforms
- Execution Services
- Research Activities
- Trading Products
- Market Risk
- Regulatory Frameworks
- Data Analytics
- AI Tools
- Collaboration
- Problem Solving
Location
- New York, New York
Work Type
- Full-time
Experience Level
- 4+ years of audit experience
Education Level
- Bachelor or Master degree or equivalent
Salary/Compensations
- min USD 120000 - max USD 160000 /annum
Benefits
- Competitive benefits
- Additional variable compensation or awards may be provided
About the Company
- UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland.
- We also provide diversified asset management solutions and focused investment banking capabilities.
- Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
- We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do.
- Because together, we’re more than ourselves.
- Want to find out more? Visit ubs.com/careers [https://www.ubs.com/careers].
Equal Opportunity
- UBS is an Equal Opportunity Employer.
- We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
- We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us. [https://www.ubs.com/global/en/careers/search-jobs/support.html]