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About the Role

Fanatics Markets is seeking a Compliance Analyst to support day-to-day compliance operations for its Futures Commission Merchant (FCM) subsidiary. This role involves translating regulatory requirements into actionable processes, with exposure to regulatory monitoring, transaction surveillance, marketing review, and customer onboarding. The ideal candidate will have 1-3 years of compliance or regulatory experience in a futures, derivatives, or financial services environment, a working knowledge of CFTC and NFA rules, and the ability to operate independently in a fast-moving, early-stage setting.

Responsibilities

Assist in implementing practical regulatory guidance on event contracts, futures, and swaps trading, including retail customer requirements, options, and margin obligations.
Monitor new and amended CFTC/NFA rules and DCM/DCO rulebook changes; assess impact and support necessary compliance changes.
Review transaction monitoring alerts and complete resolutions in a timely manner.
Monitor customer risk ratings and incoming complaints; escalate as appropriate.
Complete electronic communication reviews in accordance with supervisory procedures.
Maintain and update compliance policies, procedures, and written supervisory procedures (WSPs).
Coordinate and prepare responses for regulatory inquiries, examinations, and investigations from the NFA, CFTC, DCMs, and DCOs; maintain records for exam readiness and track remediation items.
Monitor DCM/DCO bulletins and rule updates; summarize and distribute to the compliance team; support related filings and inquiries.
Review marketing materials, promotional content, and customer communications for compliance under NFA Rule 2-29 and applicable CFTC standards; maintain a review log.
Partner with marketing and product teams to flag compliance issues early.
Support the compliance aspects of new product development and rollout.
Assist with AML/KYC reviews, including onboarding documentation and periodic account reviews.
Identify compliance issues proactively and contribute to remedial enhancements to forms, policies, and controls.
Participate in internal working groups and governance forums.

Requirements

1-3 years of experience in regulatory compliance and/or risk management within a futures, derivatives, or FCM environment, at a financial services firm, regulatory agency, or SRO.
Foundational knowledge of the Commodity Exchange Act, CFTC regulations, and NFA/exchange rules.
Strong written and verbal communication skills; able to summarize complex regulatory issues clearly and concisely.
Effective organizational and time management skills; able to prioritize independently in a fast-paced environment.
Strong interpersonal skills; able to work cross-functionally with colleagues and external counterparties.
Willingness to obtain Series 3 and/or the NFA Swaps Proficiency Exam as applicable.
Experience at a registered FCM, NFA member firm, or regulatory agency (CFTC, NFA, or exchange) is preferred.
Exposure to event contracts, DCM/DCO relationships, or marketing review under NFA Rule 2-29 is preferred.
Familiarity with transaction monitoring systems and surveillance tools used in futures markets is preferred.

Skills

Regulatory monitoring
Transaction surveillance
Marketing review
Customer onboarding
CFTC rules
NFA rules
Commodity Exchange Act
Written communication
Verbal communication
Organizational skills
Time management
Interpersonal skills
AML/KYC reviews
Series 3
NFA Swaps Proficiency Exam

Experience Level

1-3 years

Education Level

Bachelor's degree in Finance, Business, Law, or a related field is preferred.

Salary/Compensations

$70,000—$85,000 USD

Benefits

Full-time employment
For information about our benefits, please visit https://benefitsatfanatics.com/

About the Company

Fanatics is building a leading global digital sports platform, igniting the passions of global sports fans and maximizing the presence and reach for its hundreds of sports partners globally. The company operates across Fanatics Commerce, Fanatics Collectibles, and Fanatics Betting & Gaming. Fanatics has an established database of over 100 million global sports fans; a global partner network with approximately 900 sports properties; and over 2,000 retail locations, including its Lids retail stores. Fanatics Markets is the Futures Commission Merchant (FCM) subsidiary of Fanatics, operating in the event contracts space with binary and outcome-based products listed on Designated Contract Markets (DCMs) and cleared through Designated Clearing Organizations (DCOs). They are building the compliance infrastructure to support a growing customer base and an evolving regulatory landscape.