Compliance Analyst at IMC | AU | Rezi

Compliance Analyst at IMC

Compliance Analyst

IMC · AU

2 days ago

Compliance Analyst

IMC · AU

2 days ago
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About the Role

Assist with day-to-day compliance operations, monitoring and review functions, and key compliance initiatives within the APAC region. This role requires collaboration across various business areas to manage regulatory risks.

Responsibilities

  • Drive IMC’s regulatory vision and compliance efforts across the region.
  • Promote IMC’s Compliance culture, awareness of regulatory developments, and best practices.
  • Monitor and review applicable laws, rules, and regulations to identify new compliance requirements.
  • Communicate with Brokers and Exchanges regarding trader registration and reviews.
  • Develop, maintain, and review written policies and procedures, training presentations, and associated materials.
  • Conduct periodic reviews of internal compliance with policies and procedures, reporting results to management.
  • Perform necessary tasks for IMC’s AML procedures.
  • Communicate with regional compliance teams on global issues and projects.

Requirements

  • 1.5 to 4 years of experience in financial markets compliance at a Trading Firm, Broker, Regulator, Exchange, or similar role.
  • Strong attention to detail and analytical/problem solving skills.
  • Strong interpersonal, organisational, and time management skills.
  • Ability to work both independently and in teams.
  • Ability to communicate complex ideas or concepts clearly.
  • Willingness to learn and take responsibility for required tasks and projects.

Skills

  • Financial markets compliance
  • Attention to detail
  • Analytical skills
  • Problem solving skills
  • Interpersonal skills
  • Organisational skills
  • Time management skills
  • Independent work
  • Teamwork
  • Clear communication

Location

  • APAC region

Work Type

  • Full-time

Experience Level

  • 1.5 to 4 years

Education Level

  • Degree qualified in Finance, Commerce, Business, Law, or a related discipline.

About the Company

  • IMC is a research-driven trading firm utilizing quantitative modeling, machine learning, and engineering.
  • IMC provides liquidity across trading venues, delivering value and risk management to investors.
  • IMC uses proprietary systems and algorithms operating across global markets.
  • IMC fosters a collaborative environment among researchers, traders, and engineers.