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About the Role
Provide data-led expert oversight and check and challenge on business and compliance matters to ensure the organization operates in compliance with Barclays legal, regulatory, and ethical responsibilities. This role is responsible for the end-to-end delivery of financial crime regulatory change impacting the Investment Bank (IB) 1st Line of Defence (1LoD).
Responsibilities
- Identify and assess compliance risks through reviews of business activities, changes, processes, testing, and systems.
- Identify and investigate potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation, or Anti-Competitive Conduct.
- Conduct investigations of compliance risk events or breaches.
- Oversee and challenge corrective actions and preventative measures.
- Implement compliance policies and procedures in line with regulatory requirements.
- Ensure alignment of internal policies with international standards and jurisdictional requirements.
- Collaborate with 1LOD, Compliance teams, Legal, and risk management functions.
- Identify, investigate, and oversee potential money laundering, terrorist financing, or other financial crime.
- Contribute to or set strategy, drive requirements, and make recommendations for change.
- Plan resources, budgets, and policies.
- Manage and maintain policies and processes.
- Deliver continuous improvements and escalate breaches of policies/procedures.
- Advise key stakeholders, including functional leadership teams and senior management.
- Manage and mitigate risks through assessment.
- Demonstrate leadership and accountability for managing risk and strengthening controls.
- Demonstrate comprehensive understanding of the organization functions.
- Collaborate with other areas of work to stay updated on business activity and strategies.
- Create solutions based on sophisticated analytical thought.
- Define problems and develop innovative solutions through in-depth analysis.
- Adopt and include outcomes of extensive research in problem-solving processes.
- Build and maintain trusting relationships and partnerships with internal and external stakeholders.
- Scope and mobilize change for financial crime regulatory initiatives.
- Define roles and responsibilities across IB 1LoD teams.
- Perform gap analysis and impact assessments.
- Drive implementation and embedding of changes into Business As Usual (BAU).
- Ensure 1LoD teams implement relevant policy and standards into 1LoD procedures, processes, and controls.
- Prioritize across multiple concurrent change initiatives.
- Ensure implementation is delivered on time to support compliance within 1LoD.
Requirements
- Experience in financial crime compliance within Corporate & Investment Banking.
- Understanding of AML, Sanctions, ABC, and Fraud risk in wholesale banking products and services.
- Experience translating regulatory requirements and 2LoD policy/standards into implemented 1LoD processes, procedures, controls, and technology-enabled solutions.
- Concise written communication and policy drafting skills.
- Experience in managing stakeholder relationships across multiple jurisdictions.
- Prior experience with major regulatory change programs.
- Knowledge of regulatory expectations across multiple geographies.
- Demonstrate Barclays Values: Respect, Integrity, Service, Excellence, and Stewardship.
- Demonstrate Barclays Mindset: Empower, Challenge, and Drive.
Skills
- Risk and controls
- Change and transformation
- Business acumen
- Strategic thinking
- Digital and technology
- Job-specific technical skills
- Influencing skills
- Negotiating skills
Location
- London
- Birmingham
Work Type
- Full-time
Experience Level
- Vice President
Education Level
- CAMS
- ICA
- Similar financial crime certifications
About the Company
- Barclays is a global financial institution.