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About the Role
The Senior Compliance Officer is responsible for developing and delivering the risk-based Compliance framework at Cboe Europe. This includes a Compliance Monitoring Programme, independent oversight, providing business advice, maintaining policies, and reporting to governance forums. The role is based in London and involves overseeing Cboe Europe’s UK and Amsterdam businesses, as well as managing regulatory relationships.
Responsibilities
- Implement the risk-based Compliance Monitoring Programme (CMP)
- Deliver the periodic Compliance Risk Assessment, as the key driver of the CMP
- Stay up to date with the latest UK and EU legislative and regulatory requirements
- Assess the impact on the business of new and upcoming regulatory changes
- Provide compliance advice to the business with respect to new and existing regulations
- Provide input to the business on new initiatives and projects and their impact on regulatory obligations
- Produce, review and maintain, as required, internal compliance policies, procedures and controls
- Maintain the relationship with regulatory bodies and keep them apprised of all required information
- Ensure all regulatory filings with regulatory bodies, as required, are submitted on time
Requirements
- Ability to work well under pressure and adapt to changing situations
- Strong multi-tasking and customer service skills
- Familiarity with trading techniques and technology
- Strong troubleshooting, problem-solving and analytical skills
- Ability to work well in a team environment
- A desire to embrace new technologies to enhance productivity and drive efficiencies
Skills
- Strong written and verbal communication skills
- Knowledge of current UK and EU regulatory regime
- Previous experience of working in a compliance department at an exchange or regulated firm
Location
- London, UK
Work Type
- Full-time
Experience Level
- Senior
Education Level
- Bachelor’s degree or equivalent
About the Company
- Cboe leads the industry globally in trading platforms, and tradeable products and services.
- Committed to developing innovative products, delivering unparalleled service and offering cutting-edge trading technology.
- A career at Cboe offers the chance to work for the industry leader and have a direct impact on Cboe’s continued success.
- The industry and technology professionals at Cboe are focused on keeping innovation and competition alive in the securities markets.
- Cboe capitalizes on its mix of seasoned and new talent to solve problems and bring solutions.