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About the Role
Protiviti is seeking a Legal, Risk and Compliance Senior Consultant to join its Financial Crime Compliance team, focusing on providing consulting services to financial institutions across the three lines of defense. The role involves empowering clients to be more effective and efficient in a risk-sensitive, regulatory compliant, and well-controlled manner.
Responsibilities
- Facilitate the successful completion of project work plans as a mentor, trainer, and coach.
- Identify areas of risk and opportunities for increased efficiency.
- Strengthen relationships and communication with client personnel and professional associates.
- Accept responsibility for decision-making in areas such as project scope, work plans, staffing, deliverables, and methodologies.
- Partner with highly regulated clients in the financial services industry.
- Deepen understanding of financial services regulations.
- Identify and assess financial crime compliance risks within a business.
- Build relationships with clients and provide exceptional client experiences.
- Contribute to a positive team culture fostering open communication.
- Create development opportunities for others and team improvement.
- Work with a diverse portfolio of clients across the financial services industry.
- Execute compliance monitoring, internal controls risk assessments, and internal controls testing.
- Analyze current and emerging regulations and assess their applicability.
- Support the development and/or implementation of financial crime risk management policies and procedures.
- Monitor effectiveness and report on financial crime compliance activities.
- Liaise with internal and external stakeholders to ensure compliance.
- Support audits, effectiveness reviews, and investigations related to financial crime compliance.
- Evaluate, summarize, organize, and interpret data.
- Establish and cultivate business relationships and a professional network.
- Translate and communicate operational and enterprise risks to client personnel, including executives.
- Provide supervisory experience including mentoring, oversight, review of work, coordination, and motivation.
Requirements
- Experience with Financial Crime Compliance (FCC), with a focus on fraud and fraud risk management.
- Experience with projects involving money laundering, terrorist financing and sanctions evasion, fraud, and other financial crime.
- Experience conducting audits of financial crime compliance programs and risk assessments.
- 2+ years working directly in financial crime risk, compliance, or audit in professional services or the financial services industry in Canada.
- Proficiency with Excel, Word, PowerPoint.
- Model risk experience is a plus.
- Professional Certification such as Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or actively pursuing these certifications is required.
- Authorization to work in Canada without sponsorship.
Skills
- Financial Crime Compliance (FCC)
- Fraud and fraud risk management
- Money laundering
- Terrorist financing
- Sanctions evasion
- Compliance monitoring
- Internal controls risk assessments
- Internal controls testing
- Regulatory analysis
- Policy and procedure development/implementation
- Data evaluation and interpretation
- Business relationship cultivation
- Professional networking
- Risk communication
- Team leadership
- Mentoring
- Excel
- Word
- PowerPoint
Location
- TORONTO
Work Type
- Hybrid
Experience Level
- Senior Consultant
- 2+ years
Education Level
- Bachelor’s degree in a relevant discipline (business, finance, or a related field)
- Professional Certification (CFE, CAMS, CIA, CPA or actively pursuing)
About the Company
- The Protiviti Career provides opportunity to learn, inspire, and advance within a collaborative and inclusive culture.
- Protiviti hires curious individuals for whom learning is a passion.
- Protiviti's mission: We Care. We Collaborate. We Deliver.
- Protiviti champions leaders who live values of integrity, inclusion, innovation, and commitment to success.
- Protiviti’s Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions.
- Protiviti practices a hybrid model, which is a combination of working in person with a purpose and working remotely.
- Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.
Equal Opportunity
- Protiviti is committed to being an equal employment employer offering opportunities to all job seekers, including individuals with disabilities.
- If you believe you need a reasonable accommodation in order to search for a job opening or to apply for a position, please contact us by sending an email to HRSolutions@roberthalf.com or call 1.855.744.6947 for assistance.
- In your email please include: The specific accommodation requested to complete the employment application. The location(s) (city, state) to which you would like to apply.