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About the Role
Interactive Brokers is seeking a motivated and talented regulatory attorney with experience in commodities issues in the futures commission merchant space to join the firm’s General Counsel office. This role involves handling various regulatory matters, evaluating legal impacts of new business lines, and advising on federal commodities and securities law.
Responsibilities
- Assisting the firm’s Chief Regulatory & Product Counsel in handling various regulatory matters.
- Evaluating the legal and regulatory impact of new proposed business lines or offerings.
- Advising the firm’s Compliance Department and various business lines on federal commodities and securities law, including federal statutes, SEC and CFTC rules, and SRO rules.
- Identifying necessary changes to the firm’s systems and procedures to meet new rules/regulations.
- Crafting written specifications or instructions for programmers and technology staff to respond to new regulations or to launch new business lines.
- Drafting agreements, disclosures, account documentation and website materials.
- Handling regulatory inquiries from the SEC, FINRA, CFTC, NFA and other regulatory authorities.
Requirements
- At least 5 years of post-J.D. experience at a law firm (with broker-dealer or FCM advisory experience), financial services regulatory agency, exchange, broker-dealer or FCM.
- Experience in handling regulatory and enforcement matters.
- Member in good standing of the bar of any U.S. state or the District of Columbia.
- Solid academic background.
- High degree of comfort and fluency with computers and technology, and understanding of how technology is applied to business and regulatory problems.
- Outstanding oral and written communication skills.
- Ability to work in a small-team environment and to work independently and to multi-task with minimal supervision.
- Self-motivated and able to handle tasks with minimal supervision.
- Superb analytical and problem-solving skills.
- Excellent collaboration and communication (Verbal and written) skills.
- Outstanding organizational and time management skills.
Skills
- Commodities issues in the futures commission merchant space
- U.S. federal securities laws
- Electronic trading systems
- Computer systems
- Regulatory and enforcement matters
- Computers and technology
- Oral and written communication
- Analytical and problem-solving
- Collaboration
- Organizational and time management
Location
- Greenwich, CT
- New York City
- Washington, DC
Work Type
- Hybrid (4 days in office / 1 day remote)
Experience Level
- At least 5 years of post-J.D. experience
Education Level
- J.D.
Salary/Compensations
- Competitive salary
Benefits
- Annual performance-based bonus
- Stock grant awards
- 401(k) retirement plan with competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits.
- 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans.
- Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
- Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
- Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
- Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
- Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
- Education reimbursement and professional development opportunities
- Legal services, telehealth access, and voluntary insurance options
- Backup child and adult care support through Care.com
- Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options
About the Company
- Interactive Brokers Group, Inc., is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries.
- Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.
- For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios.
- We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers.
- Our culture is driven by problem-solving, efficiency, and continuous improvement.
- We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets.
- Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, Stockbrokers.com, and others.