Representative Director at IMC | AU | Rezi

Representative Director at IMC

Representative Director

IMC · AU

3 weeks ago

Representative Director

IMC · AU

23 days ago
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About the Role

IMC is seeking a Representative Director to hold statutory office for its Korean entity and lead business operations in Seoul. This role involves statutory duties, regulatory obligations, and day-to-day accountability for the Seoul business's controls, governance, regulatory relationships, and operational standards. The position is a joint appointment, requiring collaboration with a counterpart based in Sydney.

Responsibilities

  • Discharge the duties of a Representative Director under the Commercial Act, including reporting and filing obligations.
  • Serve on and chair the board of IMC Korea Securities Co., Ltd.
  • Assume responsibilities allocated under the Responsibilities Map following a defined handover period.
  • Maintain the standards of governance and control required by regulatory responsibilities.
  • Lead the firm’s engagement with the Financial Services Commission, the Financial Supervisory Service, and the Korea Exchange.
  • Manage inspections, reviews, and supervisory correspondence.
  • Ensure the firm identifies and raises matters before they become issues.
  • Oversee the operation of the Seoul business and the effectiveness of local control functions (compliance, risk, legal, finance, HR, technology).
  • Ensure provided frameworks operate effectively in Korea and meet Korean regulatory requirements.
  • Manage board and shareholder matters, corporate policies, licence conditions, and local statutory obligations.
  • Act as the senior point of decision in Seoul for operational, regulatory, and reputational matters.
  • Ensure timely escalation to regional and global leadership.
  • Lead the Seoul team and manage local staff matters, including performance, development, and employment obligations.

Requirements

  • Experience as a Representative Director, registered executive, or equivalent licensed officer at a financial institution in Korea, or as an adviser to institutions holding those appointments.
  • Must satisfy the eligibility requirements applicable to the appointment.
  • A legal or regulatory background is well suited.
  • Relevant experience includes general counsel, head of compliance, chief operating officer, or equivalent senior positions at a securities firm, or at a foreign financial institution operating in Korea.
  • A sound understanding of financial markets and market making, including its function on an exchange and its operational and regulatory risks.
  • Direct trading experience is not required.
  • Demonstrated capability operating within an international firm and across a global matrix.
  • Full professional fluency in Korean and English, written and spoken.
  • Comfort holding personal statutory liability.
  • Judgement to exercise authority soundly under a joint signing structure.

Skills

  • Regulatory standing
  • Professional background (legal or regulatory)
  • Market knowledge
  • International experience
  • Korean language proficiency
  • English language proficiency
  • Judgement
  • Accountability

Location

  • Seoul

Work Type

  • Full-time

Experience Level

  • Senior

About the Company

  • IMC is a global trading firm powered by a cutting-edge research environment and a world-class technology backbone.
  • Since 1989, IMC has been a stabilizing force in financial markets, providing essential liquidity.
  • IMC has offices in the US, Europe, Asia Pacific, and India.
  • The company fosters a collaborative, high-performance culture and is committed to giving back.
  • IMC continuously innovates and collaborates by entering new markets, embracing disruptive technologies, developing research environments, and diversifying trading strategies.