About the Role
Policy Expert is a forward-thinking business that leverages proprietary technology and smart data to offer reliable products and a wow customer experience. Having achieved rapid growth since being founded in 2011, we’ve won over 1.5 million customers in Home, Motor and Pet insurance and have been ranked the UK’s No.1-rated home insurer by Review Centre since 2013. As a Compliance Leader (Advisory & Oversight), you will play a central role in providing advisory support and independent oversight across the business, working in close partnership with the Group Head of Compliance and acting as a key bridge between the Compliance team and the wider business. This is a broad, high-impact role requiring both technical expertise and strong advisory capability. You will be responsible for providing regulatory advice, supporting the business in embedding compliance into day-to-day operations, and ensuring that risks identified through monitoring and oversight are effectively resolved. You will line manage 1 direct report, providing coaching and support to develop their advisory and technical capability, while maintaining a strong personal focus on delivering high-quality compliance advice and oversight. This role offers significant exposure to senior stakeholders and the opportunity to actively shape the evolution of the second-line compliance function.
Responsibilities
- Provide pragmatic, proportionate compliance advice to senior stakeholders
- Embed a “compliant by design” approach across products, pricing, and customer journeys
- Support decision-making by balancing regulatory requirements with commercial objectives
- Act as a trusted advisor across key business areas
- Partner with compliance leadership to ensure you, and your team, remain abreast of ongoing regulatory developments
- Support the business in preparing for and responding to regulatory engagement and audits
- Provide advisory input and independent oversight on key regulatory initiatives, including vulnerable customer frameworks, Consumer Duty embedding and outcomes monitoring, and pricing / fair value enhancements
- Provide oversight and challenge to ensure regulatory change is effectively embedded and sustained, not just implemented
- Work closely with our third-party providers to ensure issues identified are understood, prioritised, and effectively remediated
- Provide challenge to the business where progress is insufficient
- Ensure clear accountability for actions and outcomes
- Line manage and support the development of 1 direct report within the Compliance team
- Support regulatory interactions, audits and reviews
- Contribute to Governance forums and senior reporting
- Support horizon scanning and carry out regulatory impact assessments where required
Requirements
- Experienced compliance professional with strong generalist knowledge and the ability to operate at both a strategic and hands on level
- Comfortable working in a fast-paced, evolving environment and enjoy partnering with the business to deliver practical solutions
- Bring confidence, pragmatism and leadership – alongside a clear focus to deliver good customer outcomes
- Strong experience within a compliance role in general insurance
- Broad understanding of FCA regulation and conduct risk
- Experience delivering regulatory change and business transformation
- Ability to engage, influence, and challenge senior stakeholders
- Strong commercial awareness and pragmatic mindset
- Experience developing or managing people
- Ability to operate with autonomy and support senior leadership
- Professional qualification (ICA / CISI or equivalent)
- Experience with Consumer Duty implementation (Desirable)
- AI implementation and uses (Desirable)
Skills
- Compliance
- Advisory
- Oversight
- Regulatory Advice
- Risk Management
- Stakeholder Management
- People Management
- Commercial Awareness
- FCA Regulation
- Conduct Risk
- Regulatory Change
- Business Transformation
- Consumer Duty
- AI Implementation
Location
- London
Work Type
- Hybrid
Experience Level
- Senior
- Experienced
Education Level
- Professional qualification (ICA / CISI or equivalent)
Benefits
- Pension contributions matched up to 7%
- Private medical & Dental cover
- Learning budget of £1,000 a year
- Study leave
- Enhanced maternity & paternity
- Travel season ticket loan
- Access to a wide selection of London O2 events
- Use of a Private Lounge
- Employee Wellbeing Programme
About the Company
- Policy Expert is a forward-thinking business that loves to get things done.
- Leveraging proprietary technology and smart data, we offer reliable products and a wow customer experience.
- Having achieved rapid growth since being founded in 2011, we’ve won over 1.5 million customers in Home, Motor and Pet insurance and have been ranked the UK’s No.1-rated home insurer by Review Centre since 2013.
Equal Opportunity
- We pride ourselves on being an equal opportunity employer. We treat all applications equally and recruit based solely on an individual’s skills, knowledge, and experience. The quality and growing diversity of our team is a testament to this commitment
- At Policy Expert, we are committed to fostering an inclusive and supportive environment for all candidates. If you require any reasonable adjustments during the interview process to accommodate your needs, please do not hesitate to let us know. We are dedicated to ensuring every candidate has an equal opportunity to succeed and will work with you to provide the necessary support.
