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About the Role
RSM is seeking an Audit Associate to support Wealth Management audit engagements within a large global banking environment. This opportunity is ideal for professionals with audit experience seeking to further develop their expertise in internal audit, risk management, and regulatory compliance within a complex financial services organization.
Responsibilities
- Execute audit fieldwork across a variety of Wealth Management audit engagements.
- Perform process walkthroughs and document key risks and controls.
- Assess control design and operating effectiveness.
- Conduct audit testing, including sample selection, evidence review, and documentation of results.
- Prepare high-quality audit workpapers in accordance with established audit methodology and professional standards.
- Identify control deficiencies, exceptions, emerging risks, and process improvement opportunities.
- Collaborate with audit team members to ensure timely and effective execution of audit engagements.
- Support the communication of audit observations and findings to audit leadership and stakeholders.
Requirements
- 2+ years of experience in internal audit, external audit, risk advisory, controls testing, or a related field.
- Strong understanding of audit methodology and the full audit lifecycle.
- Experience performing walkthroughs, control testing, risk assessments, and workpaper documentation.
- Ability to evaluate control effectiveness and identify potential risks and control gaps.
- Strong analytical, problem-solving, and documentation skills.
- Excellent written and verbal communication abilities.
- Experience within financial services or Wealth Management environments is preferred.
Skills
- Audit methodology
- Full audit lifecycle
- Walkthroughs
- Control testing
- Risk assessments
- Workpaper documentation
- Control effectiveness evaluation
- Risk identification
- Control gap identification
- Analytical skills
- Problem-solving skills
- Documentation skills
- Written communication
- Verbal communication
- Financial services experience
- Wealth Management experience
Location
- Dallas, TX
- New York, NY
Work Type
- Hybrid
Experience Level
- Associate
Salary/Compensations
- $35 - $53 per hour
Benefits
- Competitive benefits and compensation package
- Flexibility in schedule
About the Company
- We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential.
- Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients.
- You’ll find an environment that inspires and empowers you to thrive both personally and professionally.
- There’s nowhere like RSM.
Equal Opportunity
- RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.
- Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership.
- RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities.
- If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at 800-274-3978 or send us an email at careers@rsmus.com.