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About the Role

We are looking for an experienced Regulatory Conduct Director to play a pivotal role in growing and leading our Conduct Risk offering within our specialist Financial Regulatory Consulting practice. This is an opportunity to work at the intersection of regulatory consulting and legal advisory, helping leading financial services organisations navigate complex regulatory challenges, drive meaningful change and deliver better customer outcomes. As a senior leader, you will advise Boards, Senior Management Functions (SMFs), executive teams and regulators on significant conduct risk and regulatory transformation programmes.

Responsibilities

Lead the delivery of complex conduct risk, regulatory transformation and remediation engagements for financial services clients
Provide trusted advisory support to Boards, senior executives and regulators on conduct risk frameworks, governance, culture, consumer duty and customer outcomes
Oversee major regulatory programmes, including Skilled Person Reviews (s166), remediation initiatives, regulatory investigations and governance transformation projects
Ensure engagements are delivered to the highest quality standards, maintaining robust governance, evidencing and regulatory readiness throughout
Lead and develop multidisciplinary teams across consulting, legal and operational disciplines
Build strong relationships with key client stakeholders and become a recognised trusted advisor
Contribute to the development of innovative regulatory solutions and thought leadership in response to emerging market and regulatory trends
Support the continued growth of the practice through business development, proposal creation, pricing, pitching and client relationship management
Work collaboratively across consulting, legal and Vario teams to deliver integrated solutions and maximise the breadth of the firm's capabilities

Requirements

Significant experience gained within a financial services consultancy, regulated financial services organisation, regulatory body or professional services environment
Deep expertise in conduct risk, regulatory advisory, compliance, remediation or regulatory transformation
A strong understanding of FCA and PRA supervisory expectations, regulatory priorities and enforcement themes
Demonstrable experience leading Skilled Person Reviews (s166) and complex regulatory remediation programmes
Significant experience advising Boards, SMFs and senior leadership teams on regulatory matters
Expertise in governance, culture and behaviours, product governance and customer outcome frameworks
Experience managing regulatory engagement, evidence gathering and regulatory-quality documentation
A proven track record of winning work, developing client relationships and contributing to the growth of an advisory practice
Strong leadership skills with the ability to inspire teams and deliver exceptional outcomes for clients

Skills

Conduct Risk
Regulatory Advisory
Compliance
Remediation
Regulatory Transformation
FCA and PRA supervisory expectations
Skilled Person Reviews (s166)
Governance
Culture and Behaviours
Product Governance
Customer Outcome Frameworks
Regulatory Engagement
Evidence Gathering
Regulatory-Quality Documentation
Business Development
Client Relationship Management
Leadership

Location

London

Work Type

Full-time

Experience Level

Senior
Director

About the Company

This is a unique opportunity to help build and shape a growing regulatory consulting practice with the support, reach and reputation of an international professional services business.
You'll work on some of the most complex and high-profile regulatory issues in the market while collaborating with leading specialists across consulting, legal and managed services.

Equal Opportunity

We are committed to creating a diverse and inclusive workplace where everyone feels able to achieve their full potential.
We welcome applications from all suitably qualified candidates and will make reasonable adjustments throughout the recruitment process where required.