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About the Role
The Credit Officer works with a small, tight-knit team of other Credit professionals to monitor, review, and approve daily retail credit requests and transactions submitted by Advisor Teams, ensuring compliance with regulatory requirements and firm policies while avoiding unreasonable financial risk.
Responsibilities
- Review, approve, and/or administer cheque/EFT withdrawals and wire transfers, including on margin (within approved limits)
- Review, approve, and/or administer third-party payments
- Review, approve, and/or administer security withdrawals
- Review, approve, and/or administer capital calls
- Review, approve, and/or administer Delivery or Receive Against Payment (DAP / RAP) transactions
- Review, approve, and/or administer stock options or warrants exercise
- Review, approve, and/or administer charitable donations
- Review, approve, and/or administer journal entries (i.e. moving cash and/or securities between accounts)
- Review, approve, and/or administer write-offs
- Review, approve, and/or administer interest adjustments
- Daily delinquent cash account reporting and supervision
- Daily short reporting and supervision
Requirements
- A good understanding of the Securities Industry (relevant job experience or completion of the Canadian Securities Course will be considered)
- High proficiency in Microsoft Office, including Outlook, Excel, and Word
- Experience with Dataphile is desired
- Strong verbal and written communication skills
- Strong problem-solving and analytical ability
- Excellent time management and prioritization skills
Skills
- Microsoft Office
- Outlook
- Excel
- Word
- Dataphile
- Verbal communication
- Written communication
- Problem solving
- Analytical ability
- Time management
- Prioritization
Location
- Canada
Work Type
- Contract
Education Level
- Post-secondary degree/diploma or relevant job experience
Salary/Compensations
- $60,000 - $65,000
About the Company
- As a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results.
- With offices across the country, we are home to some of Canada’s best investment advisors.
- We’ve embarked on an exciting growth phase – a multi-year transformational journey to enhance our entrepreneurial, high-performing, advisor-centric culture.
- Our firm is only as good as the people who work here. Our employees are exceptional because they combine in-depth expertise with enthusiasm, and empathy.
- From our front office talent to our colleagues behind the scenes, we have one focus: to ensure our people thrive here more than anywhere else.
- Are you innovative, self-driven, and client-centric?
- If so, we’re ready to invest in you.
Equal Opportunity
- Richardson Wealth is an equal opportunity employer and committed to providing a diverse, equitable and inclusive environment.
- We are happy to meet your individual needs in keeping with the Canadian Charter of Rights and Freedoms and the Accessibility for Ontarians with Disabilities Act.
- Candidates may request accommodation at any point during the interview process.