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About the Role

Landmark Credit Union's culture of inclusion and collaboration enables us to support members’ financial wellbeing, positively impact communities, and help associates grow their careers. We invite you to learn more about this and other opportunities at Landmark Credit Union.

Responsibilities

• Assists in providing investment products and services to Landmark Credit Union members and prospective members.
• Supports client relationship development by conducting client meetings, gathering financial information, preparing recommendations and financial plans, and responding to client inquiries.
• Collaborates with credit union staff, fund and insurance companies, and LPL Financial to service client accounts, process transactions, and support the delivery of investment solutions.
• Develops and maintains client relationships by conducting initial and ongoing review meetings to assess financial goals, risk tolerance, time horizon, and investment needs.
• Provides investment and financial planning services by preparing financial plans, investment recommendations, applications, proposals, and related documentation.
• Manages client accounts and transactions by processing securities trades, monitoring account activity and statements, and conducting account research.
• Delivers responsive client service by handling client inquiries, preparing correspondence, coordinating mailings, and serving as a liaison between clients and external partners.
• Maintains accurate client records by documenting client interactions and updating client information within contact management and recordkeeping systems.
• Prepares for and conducts client reviews by analyzing account performance and creating materials to support client review meetings.
• Promotes financial education and awareness by presenting at new hire training sessions and facilitating investment-related educational seminars.
• Performs other duties as assigned.

Requirements

• High school diploma or equivalent.
• Minimum of one year experience as a registered representative.
• Must be approved to operate as a registered representative of a broker/dealer affiliated with Landmark Credit Union.
• Must adhere to the policies and procedures of that broker/dealer when working with any securities products.
• Must develop a thorough understanding of company policies and procedures as they relate to the position.
• Must comply with all company policies and procedures and job-related state and federal laws and regulations.

Skills

• Excellent verbal and written communication skills
• Problem solving skills
• Organizational skills
• Ability to work independently

Location

• Onsite

Work Type

• Full-time

Experience Level

• 1+ year experience

Education Level

• High school diploma or equivalent
• WI Life Insurance License
• FINRA series 6 or 7 and 66 (or 63 & 65) Securities Licenses

About the Company

• At Landmark Credit Union, we succeed by putting people first.
• Our culture of inclusion and collaboration enables us to support our members’ financial wellbeing, positively impact the communities we serve, and help our associates grow their careers.
• Bring your authentic self to work as part of an organization where you’ll feel valued for your unique qualities, are enabled to reach your full potential, and are recognized for your contributions to our success.
• We strive to ensure you feel empowered to grow and succeed, while also feeling valued and taken care of, as we all do our part to put people first.

Equal Opportunity

• EEO/Veterans/Disabled