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About the Role
The candidate must be comfortable working in a rapidly changing environment with an ability to deliver high quality work in collaboration with colleagues in different offices and service providers in different time zones.
Responsibilities
- Prepare journal entries and assist with the month-end close of a US broker-dealer, including the net capital calculation
- Review trading subledger and ensure accurate classification of P&L
- Assist in the preparation of annual financial statements and other regulatory filings including FOCUS reports, SIPC filings, and 17H reports.
- Implement systems, processes, and procedures to improve efficiency while maintaining adequate internal control environment
- Liaise with external auditors regarding financial reporting and timely issuance of financial statements
- Prepare monthly reporting files for management and other interested parties
- Compile information for due diligence requests from counterparties, assist with other ad hoc requests
- Demonstrate an understanding of relevant regulations and reporting requirements
Requirements
- Experience working on a broker-dealer strongly preferred
- CPA preferred
- 5 – 8 years of experience with a mix of public & private accounting
- Exceptional analytical skills
- Strong attention to detail
- Team player with excellent communication skills
- Ability to multitask
- Highly organized
Location
- New York
Experience Level
- 5-8 years
Education Level
- CPA preferred
Salary/Compensations
- $120,000
Benefits
- Health, dental, and other wellness plans
- 401(k) contributions