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About the Role

This role sits within the Asset & Wealth Management Compliance Advisory team in London, supporting Goldman Sachs Asset Management International. The successful candidate will provide practical, risk-based compliance advice across alternatives investing, portfolio management, and marketing activity, with exposure to business advisory queries, regulatory requests, regulatory reform implementation, forensic reviews, business training, policy development, marketing material review, and sales activity advisory.

Responsibilities

Provide compliance advisory on alternatives investing activity and associated governance requirements.
Provide compliance advisory regarding global asset management marketing and distribution questions, including review of marketing materials.
Provide compliance advisory on new AM fund launch projects.
Prepare, organize, and deliver compliance training.
Participate in the review and evaluation of new instruments and vehicles to identify compliance issues and surveillance needs.
Lead and manage strategic Compliance projects, including compliance enhancements, business initiatives, and regulatory reform.
Participate in compliance working groups for firm strategic initiatives.
Develop and draft compliance policies and procedures, outlining firm policies, regulations, and best practices.
Conduct compliance monitoring and forensic reviews to assess adherence to regulatory obligations, internal policies, and control expectations.
Contribute to additional projects and priorities as required in a dynamic, fast-paced compliance environment.

Requirements

Proven ability to work collaboratively within a team while confidently leading projects across a range of compliance matters.
Strong working knowledge of asset management compliance, with the ability to apply regulatory requirements to practical business scenarios.
Experience representing Compliance on strategic initiatives, including new activities, new products, and regulatory reform projects.
Understanding of compliance programmes, including the design, enhancement, and implementation of effective controls and governance frameworks.
Ability to produce clear, insightful materials and present effectively to senior firm committees and/or boards.
Sound judgment and confidence engaging with business stakeholders to deliver timely, risk-based compliance outcomes in time-constrained situations.
Ability to handle multiple tasks with attention to detail and work under pressure.
5+ years of compliance experience; asset management experience preferred.
Risk- and control-focused mindset, with excellent judgment and the ability to balance commercial priorities with regulatory expectations.
Knowledge of investment instruments including alternative investment funds, and an interest in applying that knowledge in a compliance advisory context.
General compliance knowledge and familiarity with FCA regulations, MiFID, and AIFM requirements.
Excellent analytical, communication, and stakeholder-management skills, with strong attention to detail and a proactive, collaborative approach.

Skills

Asset management compliance
Regulatory requirements application
Strategic initiative representation
Compliance programme understanding
Control and governance framework design
Presentation skills
Stakeholder engagement
Risk-based compliance outcomes
Multi-tasking
Attention to detail
Working under pressure
Alternatives investing compliance
Marketing material review
New fund launch compliance
Compliance training delivery
Instrument and vehicle evaluation
Strategic project leadership
Policy and procedure development
Compliance monitoring
Forensic reviews
FCA regulations
MiFID
AIFM requirements
Analytical skills
Communication skills
Stakeholder management

Location

London

Work Type

Full-time

Experience Level

5+ years of compliance experience

Benefits

Training and development opportunities
Firmwide networks
Wellness offerings
Personal finance offerings
Mindfulness programs

About the Company

The Goldman Sachs Group, Inc. is a leading global financial services firm delivering investment banking, securities, asset management and wealth management services to a substantial and diversified global client base, including corporations, financial institutions, governments and high-net-worth individuals.
Headquartered in New York, the firm operates across major financial centres including London, Dublin, Frankfurt, Tokyo and Hong Kong.
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.
Founded in 1869, we are a leading global investment banking, securities and investment management firm.
We believe who you are makes you better at what you do.
We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond.

Equal Opportunity

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.