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About the Role

As Manager, Investment Compliance, you will lead investment compliance oversight and reporting across diverse portfolios and investment strategies. You will ensure activities align with client mandates, regulatory obligations, and internal governance requirements. You will provide practical compliance guidance and help build a robust, scalable compliance and reporting framework for the future.

Responsibilities

• Oversee pre- and post-trade compliance monitoring activities
• Manage compliance breaches, incidents, and remediation activities
• Act as the subject matter expert for investment compliance rules and monitoring requirements
• Translate mandates and investment guidelines into effective compliance monitoring rules
• Oversee compliance rule governance, testing, and ongoing effectiveness within Charles River
• Manage relationships with State Street and other service providers
• Support onboarding of new clients, investment mandates, and products
• Carry out substantial shareholder monitoring and support disclosure obligations
• Deliver reporting and insights to stakeholders, committees, and governance forums

Requirements

• Significant investment compliance experience gained within funds management, asset management, investment risk, or a closely related environment
• Strong working knowledge of Charles River and investment compliance monitoring systems, including compliance rule governance and oversight
• Experience interpreting investment mandates, client guidelines, and regulatory obligations and translating them into practical compliance frameworks
• Strong investment compliance and governance expertise, including breach management, monitoring programmes, and control oversight
• Experience working with outsourced service providers and operating models, ideally within an investment management environment
• The ability to build credibility and influence Portfolio Managers, Investment Operations, and other key stakeholders
• Strong judgement, analytical capability, and a practical approach to managing compliance risk
• Exceptional written communication, reporting, and stakeholder engagement skills

Skills

• Charles River
• Investment compliance monitoring systems
• Compliance rule governance
• Breach management
• Stakeholder engagement

Location

• Hybrid

Work Type

• Permanent
• Hybrid

Benefits

• Flexible working practices

About the Company

• Fidante is one of Australia’s largest active investors, offering compelling strategies across equities, fixed income, and alternative assets, via partnerships with leading investment teams.
• Fidante is a multi-boutique investment manager, wholly owned by Challenger Limited an ASX-listed investment management firm managing $123.9 billion in assets (as at 30 June 2025).
• We achieve our goals by providing a work environment where people from diverse backgrounds, with a range of skills and experiences can contribute and succeed.
• Fidante is entering a significant new chapter, with the implementation of Charles River and State Street Alpha reshaping how investment teams, operations and service providers work together.
• This is an opportunity to join at a pivotal time, influence how investment compliance operates in the future and work closely with stakeholders across a sophisticated funds management business.

Equal Opportunity

• We value inclusion and diversity of thought, promote flexible working practices so our people can integrate their work and personal lives, and are proud to be a Workplace Gender Equality Agency (WGEA) Employer of Choice for Gender Equality.
• We believe in bringing your authentic self and a belonging in our culture.
• We are prideful in participating in the Australian Workplace Equality Index (AWEI) as a national benchmark on LGBTQ+ workplace inclusion and best practice in Australia.
• We offer the opportunity for a broad career experience and value people who are inquisitive and rigorous and are driven to make a difference.