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About the Role

Baker Tilly is seeking a Consumer Regulatory Compliance Senior Consultant to join their dynamic Risk Advisory practice. This role focuses on providing exceptional client service in risk and advisory, helping clients assess risks, develop strategies, and achieve goals through deep industry knowledge of risk, governance, and regulatory compliance best practices. The firm offers upward career trajectory, flexibility, and meaningful relationships.

Responsibilities

Work closely with client executives and management teams to understand their businesses and assist in identifying and managing consumer regulatory compliance risks within their business processes and systems.
Assist clients with understanding and complying with new or updated financial institution consumer regulations.
Research and interpret new or updated regulatory requirements and help clients determine how those changes may affect their products, services, operations, policies, procedures, and controls.
Stay current on relevant financial institution consumer regulations, regulatory guidance, enforcement actions, and industry developments.
Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance programs, testing plans, and internal audit activities.
Support the internal audit practice as a regulatory compliance resource on regulatory and compliance topics.
Assist clients with implementing or enhancing consumer compliance programs, policies, procedures, and controls.
Work collaboratively with engagement leaders and team members to complete projects accurately, efficiently, and on schedule.
Build strong relationships internally and externally with clients and contribute to practice development activities.
Invest in professional development individually and through participation in firmwide learning and development programs.
Support the growth and development of less-experienced team members through the Baker Tilly Care and Teach philosophy.
Enjoy friendships, social activities, and team outings that encourage a work-life balance.
Perform consumer regulatory compliance reviews, compliance testing, monitoring, internal audits, and gap assessments.
Evaluate compliance risks associated with areas such as deposits, consumer and commercial lending, mortgage lending, fair lending, marketing and advertising, complaints, privacy, and third-party relationships.
Document testing procedures, observations, and recommendations in clear, well-supported workpapers and client-ready reports.

Requirements

4 year degree
Three (3) years of experience
Bachelor’s degree in accounting, finance, business, economics, risk management, or a related field.
Three or more years of direct experience in financial institution consumer regulatory compliance, including compliance testing, monitoring, internal audit, regulatory examination support, or advisory services.
Familiarity with federal or state banking and consumer compliance requirements and the expectations of regulators such as the CFPB, FDIC, Federal Reserve, OCC, NCUA, or state banking agencies.
Experience working within or serving a bank, credit union, fintech company, financial services organization, consulting or public accounting firm, internal audit department, or banking regulatory agency.
Demonstrated success in a comparable fast-paced, client-service environment is required.
Experience in one or more consumer regulatory compliance areas, such as deposit compliance, lending compliance, mortgage compliance, fair lending, UDAAP, complaints, marketing and advertising compliance, privacy, or CRA.
Excellent analytical, technical, and problem-solving skills, with strong attention to detail.
Exceptional verbal and written communication, collaboration, and time management skills.
Strong sense of urgency and client responsiveness.
Demonstrated ability to manage multiple concurrent assignments, adapt to changing priorities, meet demanding deadlines, and produce accurate, client-ready work.
Ability to travel up to 10% based on client and engagement needs.

Skills

Financial institution consumer regulatory compliance
Compliance testing
Internal audit
Risk management
Governance
Internal controls
Consumer regulatory compliance
Compliance testing
Monitoring
Internal audits
Gap assessments
Deposit compliance
Lending compliance
Mortgage compliance
Fair lending
UDAAP
Complaints
Marketing and advertising compliance
Privacy
Third-party relationships
Analytical skills
Technical skills
Problem-solving skills
Attention to detail
Verbal communication
Written communication
Collaboration
Time management skills
Client responsiveness

Location

Remote
Hybrid

Work Type

Full-time

Experience Level

Senior Consultant

Education Level

Bachelor's degree

Salary/Compensations

$84,000 to $118,110

Benefits

Upward career trajectory
Flexibility in how and where work is done
Meaningful relationships with clients, teammates and leadership
Firmwide learning and development programs
Friendships, social activities, and team outings that encourage a work-life balance

About the Company

Baker Tilly is a leading advisory, tax and assurance firm with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers.
Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure.
Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services.
Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services.
Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms.
Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion.
Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram.

Equal Opportunity

Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.