Manager, L1 Risk and Compliance at Colonial First State | AU | Rezi

Manager, L1 Risk and Compliance at Colonial First State

Manager, L1 Risk and Compliance

Colonial First State · AU

2 weeks ago

Manager, L1 Risk and Compliance

Colonial First State · AU

15 days ago
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About the Role

The Risk and Operations team is part of CFS’s Superannuation & Investments (S&I) business unit, accountable for delivering investment, superannuation and retirement products. The S&I business unit is led by the CEO – CFS Super, who has fiduciary and compliance responsibilities to ensure all CFS businesses manage risks effectively in customers best interests. S&I team members will often act on behalf of the Trustee or Responsible Entity on behalf of all relevant CFS business units.

Responsibilities

  • Support the S&I team with end-to-end Risk Matter management to ensure compliance with the Risk Matter Standards.
  • Assist with the facilitation of regular risk meetings with the business to drive closure of long dated Risk Matters and completion of risk commitments.
  • Provide support on control creation, testing and control evaluations to ensure completion within the agreed timeline and in line with the CFS Controls Management Standard.
  • Maintain artefacts, tools and processes that support the Product Development and Distribution Policy.
  • Assist the broader team on the delivery of key Line 1 risk deliverables such as Risk Forums, BCP, Risk Profiling, RMD, Audits, Due Diligence questionnaires, Risk Culture, Obligations Management, training etc.
  • Provide assistance in driving uplift in data quality for Risk matters, Risks and Controls.
  • Provide general risk support and guidance to the business on initiatives, policies, product reviews, DDO obligations and ad hoc requests.
  • Ensure S&I maintain compliance with the obligation management framework and all other internal policies and frameworks.

Requirements

  • Experience in wealth management and similar risk roles 5 years plus.
  • Experience in using risk systems (Lighthouse or similar system), Risk matters and Controls testing.
  • Strong understanding of the CFS business (or equivalent experience in a similar business).
  • Previous experience in end-to-end delivery of projects /initiatives.
  • Ability to develop strong working relationships across both CFS and within the team.
  • Strong ability to solve complex problems, drive process improvements.
  • Strong verbal and written communication skills.
  • Attention to detail - Able to lead, pivot, roll up your sleeves and implement with quality and passion.
  • Experience and credibility in engaging with senior internal stakeholders.
  • Full work rights in Australia.
  • Background checks will be completed prior to final offer.

Skills

  • Risk Matter management
  • Risk systems (Lighthouse or similar)
  • Risk matters and Controls testing
  • Project/initiative delivery
  • Problem solving
  • Process improvement
  • Verbal communication
  • Written communication
  • Stakeholder engagement

Location

  • Sydney

Work Type

  • Hybrid

Experience Level

  • 5 years plus

Education Level

  • RG146 or relevant other industry related qualifications

Benefits

  • Additional day for your birthday
  • Life Leave - 3 days per annum
  • Access to Sonder (medical, mental health, safety support)
  • Access to Corporate rates with BUPA Health Insurance
  • Confidential coaching and counselling services

About the Company

  • At CFS we know that the foundation of our success lies in our exceptional people. We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential.
  • At CFS we are committed to creating a thriving environment where individuals can flourish. We believe that success is built upon strong teams, and we are dedicated to celebrating uniqueness, championing individuality and supporting a diverse and inclusive workforce. We believe that when you can truly be yourself, you can unlock your full potential.

Equal Opportunity

  • We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential.
  • We believe that success is built upon strong teams, and we are dedicated to celebrating uniqueness, championing individuality and supporting a diverse and inclusive workforce.