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About the Role

The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Junior Analyst, Extended Hours Trading, to join the NYSE Regulation team. This role involves monitoring trading activity, potential clearly erroneous executions, company and market news for corporate actions and trading halts, and potential SEC Reg SCI issues during the NYSE overnight trading session. The analyst will escalate identified issues to senior staff for review and resolution, contributing to a dynamic and collaborative team with growth opportunities.

Responsibilities

Monitor designated email inboxes and chat channels throughout the extended hours trading session, maintaining consistent coverage during assigned hours.
Review and assess inbound communications to determine urgency, subject matter, and whether it requires escalation or can be resolved with a straightforward response.
Triage various issues that may arise during overnight trading and engage with the NYSE Regulation teams to investigate and respond as needed.
Configure the incident management and alerting platform weekly to ensure the system reflects the correct sequence of escalation for the following week.
Review and analyze global news to identify material news that may impact trading in a security.
Review and analyze press releases for materiality that may necessitate a trading halt.
Confirm that corporate actions and halts were implemented at the start of the overnight trading session.
Identify instances where foreign markets halt trading in securities that also trade on a NYSE Exchange.
Investigate unusual trading activity and rumors pertaining to issuers.
Assess trading activity based upon a variety of alerts generated by surveillance systems.
Review and escalate requests for trade nullifications due to potentially erroneous executions.
Assess system outages as potential events according to Reg SCI and work with other stakeholders to coordinate next steps.
Coordinate with staff at other exchanges and trading venues as needed and appropriate.
Work on special projects and ad hoc tasks, as identified or assigned.

Requirements

High school diploma required with associate’s degree preferred.
Course work in accounting, finance, economics, business, or similar fields preferred.
3+ years of accounting/finance/trading or regulatory experience preferred.
General knowledge of the financial markets and/or the securities industry preferred.
Prior experience in a triage, dispatch, customer support, or operations coordination role is beneficial but not required.
Strong research, analytical, and problem-solving skills.
Self-starter with strong initiative, attention to detail, and sound judgment.
Ability to quickly review and extract key points from written communications.
Reliable and consistent (the role requires staying attentive throughout work hours).
Discretion when handling sensitive or confidential communications.
Excellent and confident interpersonal and communication skills.
Ability to work independently and function efficiently in a high-volume, deadline-oriented, multi-task environment.
Ability to interface effectively and professionally with NYSE senior management and representatives of broker dealers, listed issuers, and other market participants.
Comfort working non-traditional hours to support extended hours trading.
Experience with trading data software (Bloomberg, FactSet, S&P Capital IQ) is beneficial.

Skills

Accounting
Finance
Economics
Business
Financial markets
Securities industry
Triage
Dispatch
Customer support
Operations coordination
Research
Analytical skills
Problem-solving
Initiative
Attention to detail
Judgment
Communication skills
Interpersonal skills
Bloomberg
FactSet
S&P Capital IQ

Location

Remote

Work Type

Fully remote
Full-time

Experience Level

Junior Analyst
3+ years of experience preferred

Education Level

High school diploma required
Associate's degree preferred

Salary/Compensations

$65,000 - $95,000 USD

Benefits

Healthcare coverage (medical, dental and vision)
401(k) plan
Life insurance
Time off
Paid leave for qualifying circumstances

About the Company

The New York Stock Exchange (an Intercontinental Exchange company) is a leading global financial markets operator.

Equal Opportunity

Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.