Regulatory Reporting Compliance Associate at G MASS | United Kingdom | Rezi

Regulatory Reporting Compliance Associate at G MASS

Regulatory Reporting Compliance Associate

G MASS · United Kingdom

Yesterday

Regulatory Reporting Compliance Associate

G MASS · United Kingdom

a day ago
Resume preview

Impress employers and recruiters.
Choose from hundreds of resume examples.

Target Resume Now

About the Role

This role involves building and owning an audit-ready regulatory reporting control environment across UK/EU, Singapore, and US obligations. The position focuses on turning live reporting, testing, and resilience initiatives into a documented, evidenced, and repeatable program, moving the function from activity to genuine assurance. It offers ownership and breadth across three regulatory regimes, with the opportunity to design control frameworks, run testing cycles, and present results directly to senior leadership.

Responsibilities

  • Own the compliance-testing cycle from start to finish, consolidating results into clear quarterly MI for the Global Head of Regulatory Reporting and the CCO.
  • Design and maintain control frameworks covering MiFID / MiFIR transaction reporting and MAS OTC derivatives reporting, defining control matrices, ownership, frequency, and evidence standards.
  • Scrutinize reporting data for accuracy, completeness, and timeliness, challenging vendor and system outputs.
  • Lead the insourcing of US regulatory reporting from an external provider, managing governance, parallel-run validation, and formal sign-off.
  • Establish an independent process for UK short-selling and major shareholding disclosures, reconciling daily against FundApps and providing a workable failover.
  • Assess and strengthen the personal-account dealing control and its supporting processes.
  • Build and maintain a firmwide library of regulatory reporting desk procedures with proper version control.
  • Work closely with technology, operations, and compliance colleagues across jurisdictions to embed controls into everyday processes.
  • Document findings clearly and escalate material risks in a timely, proportionate way.

Requirements

  • Practical experience in regulatory reporting, compliance monitoring, or controls, gained at an asset manager, hedge fund, broker-dealer, or similarly regulated institution.
  • Solid grounding in MiFID II / MiFIR reporting requirements.
  • A track record of designing and owning control frameworks from the ground up.
  • Confident analytical and SQL skills, comfortable pushing back on vendor or system data and following through until the root cause is found.
  • Strong, precise written communication and disciplined delivery.

Skills

  • MiFID II / MiFIR reporting
  • MAS OTC derivatives reporting
  • SQL
  • FundApps
  • EU SSR

Location

  • UK
  • EU
  • Singapore
  • US

Work Type

  • Contract
  • Full-time

Experience Level

  • Associate

Salary/Compensations

  • Competitive and commensurate with experience

About the Company

  • Leading global multi-strategy Hedge Fund.