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About the Role

Join a leading Hedge Fund's global Compliance function in London as a Control Room professional. This role is ideal for a compliance business analyst with hands-on Control Room experience and strong data and process skills. You will manage BAU responsibilities like restriction list management and position limit monitoring, alongside process and data improvement initiatives to enhance controls, data quality, and automation. A proactive, ownership-driven mindset is crucial for this fast-moving, commercial team.

Responsibilities

Maintain and administer restriction lists, including watch and restricted lists, ensuring accuracy, completeness, and timely updates.
Perform position limit monitoring across asset classes, investigating and escalating breaches, exceptions, and data anomalies.
Support the firm’s information barrier and MNPI controls, including wall-crossing procedures and need-to-know governance.
Act as a day-to-day point of contact for the business on restriction, limit, and conflicts queries, providing clear and timely responses.
Document, review, and refine Control Room procedures, controls, and workflows.
Gather and write requirements, and work with technology teams to improve the data feeds, logic, and tooling that underpin restriction and limit monitoring.
Take ownership of process and data improvement initiatives end to end, identifying opportunities proactively rather than waiting for direction.
Assist with periodic reviews, regulatory requests, and audit queries.
Contribute to ongoing enhancements of the Control Room framework and its underlying data architecture.
Identify what needs doing, drive it to completion, and hold yourself accountable end to end.

Requirements

Hands-on experience in a Control Room, compliance, or control function at a hedge fund, investment bank, or asset manager, with direct exposure to restriction lists and position limit monitoring.
A compliance business analyst skill set: requirements gathering, process documentation, data analysis, and working effectively alongside technology teams.
Working understanding of MNPI, information barriers, and conflicts management principles.
Strong data analysis and data manipulation capability, including SQL, with the ability to interrogate large datasets and turn findings into practical improvements.
Demonstrated experience balancing BAU control responsibilities with change, transformation, or data enhancement projects.
Curiosity and a demonstrable track record of improving the processes you inherit rather than simply operating them.

Skills

Control Room experience
Data analysis
Process improvement
Restriction list management
Position limit monitoring
Information barrier controls
MNPI controls
Requirements gathering
Process documentation
SQL

Location

London

Work Type

12 months
Likely extension
Permanent conversion pathway

Experience Level

Mid-level

Salary/Compensations

up to £150k

About the Company

G MASS Consulting are partnered with a leading Hedge Fund.