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About the Role

Join our Compliance team to support ongoing operations, new projects, internal audits, and continuous monitoring. You will collaborate closely with various departments to ensure adherence to legal and regulatory requirements, act as a liaison with authorities and external auditors, and manage regulatory projects, particularly those related to MiFID 2 and WpHG. Additionally, you will conduct employee training, develop internal documentation, and drive the digitalization and automation of compliance processes using modern tools and AI-based approaches. Your focus will be on securities and capital market compliance, including trade surveillance and product governance.

Responsibilities

Ongoing monitoring of business operations, new projects, internal audits, and continuous monitoring.
Collaborate with Product, Client Services, Marketing, Operations, and Trading departments to ensure regulatory compliance.
Liaise with external auditors and regulatory authorities.
Support the implementation of new legal or regulatory requirements, especially from MiFID 2 and WpHG.
Conduct employee training and develop internal documentation.
Drive digitalization and automation of internal compliance processes by evaluating and utilizing modern tools and technological innovations (e.g., AI-based approaches/LLMs).
Focus on securities and capital market compliance, including trade surveillance/MAR monitoring, product governance, and client fund protection.

Requirements

Completed law or economics degree, or a background in business informatics, business mathematics, data science, or a comparable qualification.
Previous professional experience in compliance or audit within a regulatory environment, ideally in a regulated financial institution, law firm, or auditing company.
Structured, analytical, and solution-oriented work approach with strong communication skills.
Experience with modern systems and a proactive approach to optimizing recurring tasks.
Experience with process automation or familiarity with software-based tools (e.g., AI-based) is a plus.
Fluent German (minimum C1 level) and fluent English.

Skills

Compliance
Audit
Regulatory Affairs
MiFID 2
WpHG
Trade Surveillance
MAR Monitoring
Product Governance
Digitalization
Automation
AI
LLMs

Location

Munich

Work Type

Full-time
Onsite
Possibility to work abroad

Experience Level

Entry-level to Mid-level

Education Level

Degree in Law or Economics
Degree in Business Informatics
Degree in Business Mathematics
Degree in Data Science

Benefits

Attractive compensation package
Company pension plan
Monthly contribution of 50% to the 'Deutschland Ticket'
Free subscription for the PRIME+ Broker
Urban Sports Club membership

About the Company

Scalable Capital is a leading digital investment and banking platform with a full banking license, empowering individuals in Europe to manage their finances.
Founded in 2014, Scalable Capital has over one million customers and over 50 billion Euros on its platform.
The company operates in Munich, Berlin, Vienna, Milan, and London with over 700 employees.
They are building a new generation of financial services.