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About the Role

The Operations Manager is responsible for managing the day-to-day operations of the Wealth Advisor Group (Wealth AG) team. This role requires a strong client-centric mindset and a commitment to continually improve business operations to support LPL Financial corporate-based advisors and their end-clients. You will lead and develop a team of operations specialists and serve as an escalation point for complex issues.

Responsibilities

Provide strategic leadership while staying tactically close to the day-to-day operations
Consistently train, develop, and mentor a team of operations specialists through coaching, rewards & recognition, and by providing developmental opportunities
Partner with the Wealth AG leadership team to achieve departmental goals and initiatives
Identify operational deficiencies and address by implementing a new effective process to increase efficiency and accuracy
Create, update and implement operational training and guides
Regularly exercise excellent business judgment while following compliance process and procedures
Conduct weekly team meetings to provide updates and provide the team a forum to address questions and/or concerns

Requirements

Bachelor’s degree or equivalent work experience in a related discipline
2+ years of experience with coaching, management, or leading a team
Series 7
Experience with CRM tools such as Salesforce is a plus
Experience using Smartsheet preferred
Flexibility to work varying schedules and hours as needed
Willingness to advocate for operational excellence, best practices, improvements, and efficiency gains
Requires very strong attention to detail
Excellent verbal and written communication skills

Skills

Client-centric mindset
Leadership
Team development
Process improvement
Operational efficiency
Accuracy
Training
Business judgment
Compliance
Communication

Location

Remote

Work Type

Full-time

Experience Level

2+ years of experience with coaching, management, or leading a team

Education Level

Bachelor’s degree or equivalent work experience

Salary/Compensations

$72,203.00 - $120,407.00

Benefits

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off

About the Company

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S.
The firm supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.
At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business.
They have the flexibility to do business their way.
They have the freedom to manage their client relationships, because they know their clients best.
Simply put, we take care of our advisors and institutions, so they can take care of their clients.
For further information about LPL, please visit www.lpl.com.