About the Role
As an Assistant Vice President in Asset Servicing Operations (SSV Ops Japan), you will be a hands-on operator responsible for accurate, deadline-driven, end-to-end corporate actions/asset servicing processing in a controlled environment. You will manage client/stakeholder queries and exceptions, and support change activities like UAT and process improvements in a high-volume, cut-off driven setting.
Responsibilities
- Execute corporate actions and asset servicing processing with high accuracy, meeting regulatory/client deadlines and cut-offs.
- Maintain accurate status tracking and ensure timely updates to systems and stakeholders.
- Act as a key contact point for clients and internal stakeholders to resolve queries and exceptions.
- Perform fact-finding, coordinate resolution, and escalate risks or potential client impact promptly with clear context and recommendations.
- Follow documented procedures and control requirements, maintaining evidence and records for audit readiness.
- Participate in incident reviews, root-cause analysis, and preventive actions.
- Support UAT and change initiatives to improve system capabilities and drive STP.
- Identify inefficiencies and propose practical enhancements to improve productivity, controls, and client outcomes.
- Support managers/leads with daily operational stability through flexible task allocation and reprioritization.
- Assist with reporting, handovers/training support, and audit/compliance/control evidence preparation.
Requirements
- 5-10 years of experience in securities/banking operations, preferably in asset servicing operations.
- Ability to independently resolve operational issues, make decisions within delegated authority, and take accountability for outcomes.
- Understanding of corporate actions lifecycle, including JASDEC and BOJ Net operational processes.
- Native-level Japanese and business-level English communication skills (reading/writing/speaking/listening).
- Experience supporting automation, system enhancement, and/or UAT.
- JSDA Certified Securities Broker Representative (mandatory requirement).
- Ability to manage multiple priorities in a high-volume environment.
- Proficiency in Excel/Word and internal banking systems.
- Experience handling client/stakeholder enquiries and operational exceptions in a deadline-driven environment.
- Knowledge of tax processing frameworks (e.g., DTT, FATCA/CRS).
- Demonstrated ability to work effectively in procedure-heavy, control-focused teams and progress improvements through collaboration.
- Interest in developing leadership capability over time (e.g., coaching/mentoring, process ownership, driving improvements).
Skills
- Excel
- Word
- Corporate actions lifecycle processing
- Asset servicing processing
- Income/dividend distributions
- Tax reclaims
- Reduced tax rate processing
- Proxy voting
- Event data capture, validation, and dissemination
- Client/stakeholder query handling
- Exception handling
- UAT support
- Process improvement
- Operational control
- Documentation
- Risk management
- Automation support
- System enhancement support
Location
- Tokyo - Nihonbashi Office
- Yaesu area (relocation planned around 2029)
- Omiya office (occasional work may be required)
Work Type
- Full-time
- Hands-on
Experience Level
- Assistant Vice President
- 5-10 years of experience
Education Level
- JSDA Certified Securities Broker Representative
About the Company
- SSV Operations Japan sits within Markets and Securities Services and supports institutional clients through post-trade services.
- Asset Servicing Operations delivers controlled, timely, and compliant processing in response to market/regulatory change and client expectations.
