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About the Role

Partners Group is seeking a compliance professional to work closely with the Head of Compliance UK, ensuring the firm's FCA-licensed entities adhere to UK financial regulations. This role involves providing regulatory advice, performing compliance tasks, managing policies, and implementing new regulatory projects within a dynamic fund management group.

Responsibilities

• Identify, understand, and interpret UK financial services legislation and regulation, focusing on public markets topics.
• Act as a subject matter expert on the MiFID entity and support the AIFM entity, applying requirements to business processes.
• Maintain oversight of Client Money and Assets (CASS) processes.
• Provide daily compliance advice to business teams on investment, distribution, and financial promotion regulations.
• Advise stakeholders on regulatory changes and coordinate the implementation of new requirements.
• Draft management information reports and assist with corporate governance.
• Provide guidance on public markets investment activities, including best execution, allocation, and market abuse monitoring.
• Support regulatory reporting, filings, and interactions with regulators and external stakeholders.
• Complete compliance monitoring reviews and thematic assessments, ensuring issues are escalated and remediated.
• Develop, maintain, and review compliance policies, procedures, and controls.
• Review and update compliance risk assessments.
• Provide guidance and training to employees on compliance policies, regulatory obligations, and conduct expectations.
• Maintain records and documentation to evidence compliance oversight and decision-making.

Requirements

• Strong experience (5-8 years) in a compliance role within asset management, private markets, investment management, or a similar regulated financial services environment.
• Strong knowledge of FCA rules and understanding of MiFID and/or AIFMD.
• Familiarity with compliance monitoring, regulatory change management, and incident escalation processes.
• Understanding of governance, conflicts of interest, personal account dealing, market abuse, and insider information controls.
• Ability to interpret regulation and translate technical requirements into clear, actionable guidance.
• Team player with a collaborative approach.
• Self-motivated, proactive, and intellectually curious individual.
• Willingness to travel occasionally.

Skills

• MiFID
• AIFMD
• FCA rules
• Client Money and Assets (CASS)
• Best execution
• Market abuse monitoring
• Regulatory reporting
• Compliance monitoring
• Risk assessment
• Policy development
• Employee training

Location

• UK

Work Type

• Full-time
• Hybrid

Experience Level

• 5-8 years

Salary/Compensations

• Competitive compensation package

Benefits

• Contract completion bonus

About the Company

• Partners Group is a global private markets investment manager with over 800 institutional clients and USD 185 billion in assets under management.
• We have over 2000 professionals across 24 offices worldwide.
• Partners Group is a growing, dynamic fund management group.
• We offer a professional, international working environment.
• We offer a challenging, rewarding career within a growing company.
• We offer a collaborative atmosphere with on-the-job training and mentorship opportunities.