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About the Role

The Regulatory Compliance Senior Associate is part of the Regulatory Advisory team, acting as the primary channel for communication between businesses and regulators. This role handles applications for new product initiatives, manages regulatory review and information requests, and provides advice on regulatory interpretation. The Senior Regulatory Advisor will report to the Senior Regulatory Advisor and support business initiatives, regulatory requests, and information management.

Responsibilities

Provide support to the team of Regulatory Advisors of the SwapClear, Listed Rates and ForexClear businesses.
Provide flexible support to EquityClear, RepoClear business lines and CaLM.
Assist with coordinating regulatory exams and submissions and obtaining approvals for business initiatives.
Play an active role in the development and implementation of GRC and systems for compliance, regulatory engagement and risk management.
Assist with the ongoing provision of Compliance advice and guidance to the business.
Review and analyse current and proposed regulations and consultations.
Collaborate in extending the framework for monitoring and reviewing compliance with EMIR and other relevant regulations.
Draft minutes from regulatory meetings, maintain and monitor management trackers and MI.
Co-ordinate the production of MI and the monitoring of regulatory developments.
Support projects in the wider Markets compliance division.
Support the Core Compliance team to ensure regulatory requirements are considered through annual compliance owned policy assessments.
Support, where needed, in the execution of key compliance controls.

Requirements

Experience in a compliance, legal, audit, or post trade operational environment is desirable.
An understanding of the regulatory issues impacting market infrastructure or wholesale financial services.
Strong written and verbal communication skills and attention to detail.
Sound organisational and time management skills.
Ability to work effectively with colleagues and clients at all levels.
Ability to take a risk-based lens to issues, think critically and ask difficult questions.
Knowledge of regulations relating to Central Counterparty Clearing is an advantage.

Location

London

Work Type

Full-time

Experience Level

Senior Associate

Benefits

Healthcare
Retirement planning
Paid volunteering days
Wellbeing initiatives

About the Company

LSEG is a leading global financial markets infrastructure and data provider.
Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.
Our values are Integrity, Partnership, Excellence and Change.
We are a dynamic organisation of 25,000 people across 65 countries.
We value your individuality and enable you to bring your true self to work.
We are committed to sustainability across our global business.
We partner with our customers to help them meet their sustainability objectives.
The LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence.
Colleagues can get involved through fundraising and volunteering.

Equal Opportunity

We are proud to be an equal opportunities employer.
We do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law.
Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.